Jonathan D. Althage

CAPITAL ADVISORS

Tulsa, OK 74114

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CRD#: 5154213

Professional summary

Jonathan Dean Althage is a registered financial advisor currently at CAPITAL ADVISORS, INC. located in Tulsa, Oklahoma.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Jonathan has worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Dean Althage's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 28, 2010 - Present

CAPITAL ADVISORS, INC.

Office #1: 2222 South Utica Place Suite 300, Tulsa, OK 74114

RIA

CRD#: 104643

Tulsa, OK

Past

January 2, 2018 - December 31, 2020

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

August 11, 2010 - October 2, 2017

MINSHALL & COMPANY INC.

CRD#: 20050

TULSA, OK

Past

January 7, 2010 - July 19, 2010

LPL FINANCIAL LLC

RIA

CRD#: 6413

TULSA, OK

Past

January 7, 2010 - July 19, 2010

LPL FINANCIAL LLC

CRD#: 6413

TULSA, OK

Past

July 3, 2008 - December 31, 2009

SMITH, MOORE & CO.

CRD#: 3441

COLUMBIA, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL ADVISORS, INC.

CAPITAL ADVISORS INC | CAPITAL ADVISORS, INC.

CRD#: 104643 / SEC#: 801-14050

RIA

Registered Investment Advisory firm - (9/18/1978 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(11/24/2014)

IAR

Louisiana
(11/24/2014)

IAR

Missouri
(11/21/2014)

IAR

Oklahoma
(7/28/2010)

IAR

Texas
(11/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/18/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/3/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/2/2008

General Securities Representative Examination

Current Firm

CAPITAL ADVISORS, INC.

CAPITAL ADVISORS INC | CAPITAL ADVISORS, INC.

CRD#: 104643 / SEC#: 801-14050

RIA

Registered Investment Advisory firm - (9/18/1978 Approved)

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Contact information

Main Address

2222 South Utica Place Suite 300, Tulsa, OK 74114

Mailing Address

Phone number

(866) 230-5879

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

09 18 2025 CAI FORM ADV PART 2A FINAL (9/18/2025)

Regulatory assets under management

Total Number of Accounts	7,297
AUM (Assets Under Management)	$ 6,146,880,645

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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IAR

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IAR

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Advisor Monitoring

Firm Stability Insights

Jonathan D. Althage

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Dean Althage's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUASAR DISTRIBUTORS, LLC

MINSHALL & COMPANY INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SMITH, MOORE & CO.

Primary Firm SEC Registration

CAPITAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/18/2008

Series 7TO

Date: 8/3/2022

SIE

Date: 10/1/2018

Series 7

Date: 7/2/2008

Current Firm

CAPITAL ADVISORS, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL ADVISORS, INC.

TRUST BUT VERIFY

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