Matthew R. Mccooey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Ryan Mccooey was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2006. Matthew had worked at 6 firms and has passed the Series 63, SIE, Series 7TO and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2022 - April 9, 2024
THIRD SEVEN CAPITAL LLC
May 15, 2014 - October 27, 2014
WELLS FARGO INSTITUTIONAL SECURITIES, LLC
August 27, 2013 - May 17, 2018
WELLS FARGO SECURITIES, LLC
December 15, 2010 - August 22, 2013
CITIGROUP GLOBAL MARKETS INC.
May 27, 2010 - December 16, 2010
RAFFERTY CAPITAL MARKETS, LLC
June 5, 2006 - July 7, 2006
BEAR WAGNER SPECIALISTS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 6/17/2022
General Securities Representative ExaminationCurrent Firm
THIRD SEVEN CAPITAL LLC
CRD#: 160209 / SEC#: , 8-69032
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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