Martin G. Byrne

ROCKEFELLER FINANCIAL LLC

HAMILTON, NJ 08690

Some features on this profile are disabled

CRD#: 5153320

Professional summary

Martin G Byrne, who also goes by Martin G. Byrne Mr., Martin Byrne, Marty Byrne, is a registered financial advisor currently at ROCKEFELLER FINANCIAL LLC located in Hamilton, New Jersey.

Martin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Martin has worked at 4 firms and has passed the Series 66, Series 52TO, Series 99TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Martin G. Byrne Mr. | Martin Byrne | Marty Byrne

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin G Byrne's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Martin G Byrne's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 5, 2018 - Present

ROCKEFELLER FINANCIAL LLC

Office #1: 2445 Kuser Road, Suite 302 Zone A, Hamilton, NJ 08690

RIA

CRD#: 291361

HAMILTON, NJ

Current

December 5, 2018 - Present

ROCKEFELLER FINANCIAL LLC

Office #1: 2445 Kuser Road, Suite 302 Zone A, Hamilton, NJ 08690

RIA

CRD#: 291361

HAMILTON, NJ

Past

February 1, 2017 - July 12, 2018

OSAIC FS, INC.

RIA

CRD#: 3870

CONCORD, NH

Past

May 18, 2015 - July 12, 2018

OSAIC FS, INC.

CRD#: 3870

CONCORD, NH

Past

September 12, 2014 - February 1, 2017

OSAIC FA, INC.

RIA

CRD#: 3978

PHILADELPHIA, PA

Past

September 12, 2014 - July 12, 2018

OSAIC FA, INC.

CRD#: 3978

PHILADELPHIA, PA

Past

November 16, 2011 - September 12, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PENNINGTON, NJ

Past

March 14, 2011 - September 12, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PENNINGTON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROCKEFELLER FINANCIAL LLC

ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC

CRD#: 291361 / SEC#: 801-114033, 8-70054

RIA

Registered Investment Advisory firm - SEC (9/21/2018 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(12/5/2018)

Alaska
(12/5/2018)

Arizona
(12/5/2018)

Arkansas
(12/5/2018)

California
(12/5/2018)

Colorado
(12/5/2018)

Connecticut
(12/5/2018)

Delaware
(12/5/2018)

District of Columbia
(12/5/2018)

Florida
(12/5/2018)

Georgia
(12/5/2018)

Hawaii
(12/12/2018)

Idaho
(12/5/2018)

Illinois
(12/5/2018)

Indiana
(12/5/2018)

Iowa
(12/5/2018)

Kansas
(12/5/2018)

Kentucky
(12/5/2018)

Louisiana
(12/5/2018)

Maine
(12/5/2018)

Maryland
(12/5/2018)

Massachusetts
(12/5/2018)

Michigan
(12/5/2018)

Minnesota
(3/11/2019)

Mississippi
(12/5/2018)

Missouri
(12/5/2018)

Montana
(12/5/2018)

Nebraska
(12/18/2018)

Nevada
(12/5/2018)

New Hampshire
(12/13/2018)

New Jersey
(12/5/2018)

IAR

New Jersey
(7/28/2021)

New Mexico
(12/12/2018)

New York
(12/5/2018)

North Carolina
(12/6/2018)

North Dakota
(12/5/2018)

Ohio
(12/6/2018)

Oklahoma
(12/5/2018)

Oregon
(12/5/2018)

Pennsylvania
(12/5/2018)

Puerto Rico
(1/11/2019)

Rhode Island
(12/5/2018)

South Carolina
(12/5/2018)

South Dakota
(12/5/2018)

Tennessee
(12/5/2018)

Texas
(12/5/2018)

Utah
(12/5/2018)

Vermont
(12/5/2018)

Virgin Islands
(12/5/2018)

Virginia
(12/5/2018)

Washington
(12/5/2018)

West Virginia
(12/12/2018)

Wisconsin
(12/5/2018)

Wyoming
(12/5/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/15/2011

Uniform Combined State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 7/12/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/11/2011

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 2/21/2019

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/13/2011

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ROCKEFELLER FINANCIAL LLC

ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC

CRD#: 291361 / SEC#: 801-114033, 8-70054

RIA

Registered Investment Advisory firm - SEC (9/21/2018 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

45 Rockefeller Plaza Floor 5, New York, NY 10111

Mailing Address

45 Rockefeller Plaza Floor 5, New York, NY 10111

Phone number

(212) 549-5100

Established

Delaware since 10/20/2017

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

824

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

ROCKEFELLER FINANCIAL WRAP FEE BROCHURE (12.24.25) (12/26/2025)

ROCKEFELLER FINANCIAL ADV 2A BROCHURE (12.24.25) (12/24/2025)

Direct owners and executive officers

Name	Position	CRD#
RFS OPCO LLC ("OPCO")	MEMBER
ALEXANDER, MARK DAVID	PRINCIPAL OPERATIONS OFFICER	2202934
KOWALSKI, DEIRDRE PATTEN	PRINCIPAL FINANCIAL OFFICER	1357509
MIRZA, RIZWAN MOHAMMAD	CHIEF COMPLIANCE OFFICER	5080469
MORIARTY, EDMOND NICHOLAS	CO-CHIEF EXECUTIVE OFFICER	1744318
OUTLAW, MICHAEL WAYNE	CO-CHIEF EXECUTIVE OFFICER	2760690

Regulatory assets under management

Total Number of Accounts	76,628
AUM (Assets Under Management)	$ 70,030,224,514

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/24/2025	Cover Page	Report
08/26/2024	Cover Page	Report
09/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Martin G. Byrne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin G Byrne's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Martin G Byrne's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROCKEFELLER FINANCIAL LLC

OSAIC FS, INC.

OSAIC FS, INC.

OSAIC FA, INC.

OSAIC FA, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ROCKEFELLER FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/15/2011

Series 52TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 7/12/2018

Series 7

Date: 3/11/2011

Series 53

Date: 2/21/2019

Series 24

Date: 7/13/2011

FINRA

Current Firm

ROCKEFELLER FINANCIAL LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

ROCKEFELLER FINANCIAL LLC

TRUST BUT VERIFY

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