Michael B. Block

NEW EDGE WEALTH

Wayzata, MN 55391

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CRD#: 5153311

Professional summary

Michael Brian Block is a registered financial advisor currently at NEW EDGE WEALTH located in Wayzata, Minnesota and NEWEDGE SECURITIES, LLC located in Wayzata, Minnesota.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Michael has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Universal Life Church / United States / 180 Promenade Circle Suite 300 CA / Other / Religious Organization / Other / Other / Start Date 6/24/2019 / No / No /

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Brian Block's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 14, 2026 - Present

NEW EDGE WEALTH

Office #1: 1907 E Wayzata Blvd 3rd Floor, Wayzata, MN, 55391

RIA

CRD#: 307771

Wayzata, MN

Current

September 14, 2026 - Present

NEWEDGE SECURITIES, LLC

Office #1: 1907 E Wayzata Blvd 3rd Floor, Wayzata, MN, 55391

CRD#: 10674

Wayzata, MN

Past

February 3, 2014 - September 22, 2026

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WAYZATA, MN

Past

April 26, 2011 - September 22, 2026

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WAYZATA, MN

Past

March 25, 2011 - April 19, 2011

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

BLOOMINGTON, MN

Past

February 14, 2011 - April 19, 2011

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

BLOOMINGTON, MN

Past

July 2, 2009 - February 11, 2011

QA3 FINANCIAL CORP.

CRD#: 14754

BLOOMINGTON, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEW EDGE WEALTH

CRD#: 307771 / SEC#: 801-118291

RIA

Registered Investment Advisory firm - (3/25/2020 Approved)

Maryland

Registered Investment Advisory firm - (2/28/2020 Terminated)

North Carolina

Registered Investment Advisory firm - (2/25/2020 Terminated)

South Dakota

Registered Investment Advisory firm - (2/24/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (2/24/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/22/2026)

Alaska
(9/14/2026)

Arizona
(9/14/2026)

Arkansas
(9/14/2026)

California
(9/14/2026)

Colorado
(9/14/2026)

Connecticut
(9/14/2026)

Delaware
(9/14/2026)

District of Columbia
(9/14/2026)

Florida
(9/14/2026)

Georgia
(9/14/2026)

Illinois
(9/14/2026)

Indiana
(9/14/2026)

Iowa
(9/14/2026)

Kansas
(9/14/2026)

Kentucky
(9/14/2026)

Louisiana
(9/14/2026)

Maryland
(9/14/2026)

Michigan
(9/14/2026)

Minnesota
(9/14/2026)

IAR

Minnesota
(9/14/2026)

Mississippi
(9/14/2026)

Missouri
(9/14/2026)

Montana
(9/14/2026)

Nebraska
(9/14/2026)

Nevada
(9/14/2026)

New Mexico
(9/14/2026)

New York
(9/14/2026)

North Carolina
(9/14/2026)

North Dakota
(9/14/2026)

Ohio
(9/14/2026)

Oklahoma
(9/14/2026)

Oregon
(9/14/2026)

Pennsylvania
(9/14/2026)

Rhode Island
(9/14/2026)

South Carolina
(9/14/2026)

South Dakota
(9/14/2026)

Tennessee
(9/14/2026)

Texas
(9/14/2026)

IAR

Texas
(9/14/2026)

Utah
(9/14/2026)

Vermont
(9/14/2026)

Virgin Islands
(9/14/2026)

Virginia
(9/14/2026)

Washington
(9/14/2026)

Wisconsin
(9/14/2026)

Wyoming
(9/14/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 66

Status Unavailable

Passed: 8/6/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 7/1/2009

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

NEW EDGE WEALTH

CRD#: 307771 / SEC#: 801-118291

RIA

Registered Investment Advisory firm - (3/25/2020 Approved)

Maryland

Registered Investment Advisory firm - (2/28/2020 Terminated)

North Carolina

Registered Investment Advisory firm - (2/25/2020 Terminated)

South Dakota

Registered Investment Advisory firm - (2/24/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (2/24/2020 Terminated)

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Contact information

Main Address

2200 Atlantic Street Suite 200, Stamford, CT 06902

Mailing Address

Phone number

(203) 424-2262

Established

Firm type

Fiscal year end

# of Employees

211

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NEWEDGE WEALTH LLC WRAP FEE PROGRAM BROCHURE (4/23/2026)

NEWEDGE WEALTH FORM ADV PART 2A FIRM BROCHURE (4/23/2026)

Regulatory assets under management

Total Number of Accounts	19,593
AUM (Assets Under Management)	$ 19,926,358,801

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/19/2025	Cover Page	Report
01/27/2025	Cover Page	Report
12/22/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael B. Block

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Brian Block's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEWEDGE SECURITIES, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

QA3 FINANCIAL CORP.

Primary Firm SEC Registration

NEW EDGE WEALTH

State Registrations and Notice Filings

Exams

Series 66

Passed: 8/6/2009

SIE

Passed: 10/1/2018

Series 7

Passed: 7/1/2009

FINRA

Nasdaq Stock Market

Current Firm

NEW EDGE WEALTH

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

NEW EDGE WEALTH

TRUST BUT VERIFY

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