Samuel J. Castaneda
Professional summary
Samuel Joseph Castaneda JR, CFP®, who also goes by Sam Castaneda, Samuel J Castaneda Jr, is a registered financial advisor currently at CASTANEDA FINANCIAL MANAGEMENT located in Phoenix, Arizona.
Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Samuel has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Samuel Joseph Castaneda JR's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2011
Experience
September 25, 2024 - Present
CASTANEDA FINANCIAL MANAGEMENT
Office #1: 11900 N 32nd St Unit 15, Phoenix, AZ 85028February 27, 2019 - October 11, 2024
ARQ WEALTH ADVISORS, LLC
February 20, 2015 - January 23, 2019
LPL FINANCIAL LLC
February 20, 2015 - January 23, 2019
LPL FINANCIAL LLC
December 7, 2012 - February 20, 2015
ZIONS CAPITAL ADVISORS, INC.
November 15, 2012 - February 20, 2015
ZIONS DIRECT, INC.
June 26, 2006 - October 9, 2012
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/25/2024)
Exams
Current Firm
CASTANEDA FINANCIAL MANAGEMENT
CRD#: 332892 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 14,844,675 |
Red Flags
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