Jeffrey C. Brewer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Calvin Brewer, who also goes by Jeff Calvin Brewer, Jeffrey C Brewer, Jeffrey Calvin Brewer, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2006. Jeffrey had worked at 5 firms and has passed the Series 66, Series 63, Series 34, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2013 - January 16, 2014
1ST GLOBAL ADVISORS INC
October 23, 2013 - January 16, 2014
1ST GLOBAL CAPITAL CORP.
June 15, 2009 - May 27, 2010
BELLEVUE CHICAGO, LLC
September 30, 2008 - January 4, 2010
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
September 30, 2008 - September 3, 2013
TD AMERITRADE, INC.
September 30, 2008 - September 3, 2013
TD AMERITRADE, INC.
March 26, 2007 - May 13, 2008
TD AMERITRADE, INC.
March 26, 2007 - May 13, 2008
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
August 28, 2006 - May 13, 2008
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
1ST GLOBAL ADVISORS INC
CRD#: 111133 / SEC#: 801-41517
Contact information
Documents
Part 2 Brochures
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
