Daniel E. Jagd

COMPOUND CAPITAL LLC

LITTLETON, CO 80125

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CRD#: 5152633

Professional summary

Daniel Eric Jagd is a registered financial advisor currently at COMPOUND CAPITAL LLC located in Littleton, Colorado.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Daniel has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Temp Keys LLC; No; Las Vegas, NV; Corporate Housing; Co-Founder; 02/2023; 80/MO; 0/ MO; Lyft; San Francisco, CA; Driver since 11/2021; rideshare; not investment related; 8 hrs/mo; 0 hrs during trading Uber; San Francisco, CA; Driver since 11/2021; rideshare; not investment related; 8 hrs/mo; 0 hrs during trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Eric Jagd's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 14, 2021 - Present

COMPOUND CAPITAL LLC

Office #1: 9194 Star Fall Cie, Littleton, CO 80125

RIA

CRD#: 314587

LITTLETON, CO

Past

October 16, 2006 - December 5, 2007

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863

FRESNO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/13/2021)

IAR

Colorado
(5/14/2021)

IAR

Texas
(9/7/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/1/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/10/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 10/13/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COMPOUND CAPITAL LLC

CRD#: 314587 / SEC#:

California

Registered Investment Advisory firm - (8/13/2021 Approved)

Colorado

Registered Investment Advisory firm - (5/14/2021 Approved)

Texas

Registered Investment Advisory firm - (9/7/2021 Approved)

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Contact information

Main Address

9194 Star Fall Cie, Littleton, CO 80125

Mailing Address

Phone number

(720) 712-7766

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	31
AUM (Assets Under Management)	$ 2,506,828

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Daniel E. Jagd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Eric Jagd's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPOUND CAPITAL LLC

FARMERS FINANCIAL SOLUTIONS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/1/2021

Series 63

Date: 11/10/2006

Series 6

Date: 10/13/2006

Current Firm

COMPOUND CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COMPOUND CAPITAL LLC

TRUST BUT VERIFY

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