Eric J. Gardner

ALL STAR FINANCIAL

Minneapolis, MN 55431

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CRD#: 5152492

Professional summary

Eric James Gardner is a registered financial advisor currently at ALL STAR FINANCIAL located in Minneapolis, Minnesota.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Eric has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric James Gardner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 7, 2022 - Present

ALL STAR FINANCIAL

Office #1: 3800 American Blvd West Suite 620, Minneapolis, MN 55431

RIA

CRD#: 323765

Minneapolis, MN

Past

August 1, 2022 - November 10, 2022

ALL STAR FINANCIAL INC

RIA

CRD#: 110718

MINNEAPOLIS, MN

Past

December 20, 2017 - April 1, 2019

RIVERSOURCE DISTRIBUTORS, INC.

CRD#: 139135

MINNEAPOLIS, MN

Past

July 31, 2008 - November 27, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

West Des Moines, IA

Past

February 21, 2007 - November 27, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

West Des Moines, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALL STAR FINANCIAL

ALL STAR FINANCIAL | ALL STAR FINANCIAL LLC

CRD#: 323765 / SEC#: 801-126834

RIA

Registered Investment Advisory firm - (11/4/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(11/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/29/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/26/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/20/2007

General Securities Representative Examination

Current Firm

ALL STAR FINANCIAL

ALL STAR FINANCIAL | ALL STAR FINANCIAL LLC

CRD#: 323765 / SEC#: 801-126834

RIA

Registered Investment Advisory firm - (11/4/2022 Approved)

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Contact information

Main Address

3800 American Blvd West Suite 620, Minneapolis, MN 55431

Mailing Address

Phone number

(952) 896-3820

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/24/2025)

ERISA BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	1,759
AUM (Assets Under Management)	$ 757,987,510

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Eric J. Gardner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric James Gardner's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALL STAR FINANCIAL INC

RIVERSOURCE DISTRIBUTORS, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

ALL STAR FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 7/29/2008

Series 63

Date: 3/26/2007

SIE

Date: 10/1/2018

Series 7

Date: 2/20/2007

Current Firm

ALL STAR FINANCIAL

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALL STAR FINANCIAL

TRUST BUT VERIFY

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