Joseph R. Hipsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph R Hipsky, who also goes by Joseph Hipsky, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 2006. Joseph had worked at 7 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2015 - December 9, 2015
EQUINOX SECURITIES, INC.
July 14, 2011 - March 12, 2013
CREDIT SUISSE SECURITIES (USA) LLC
July 13, 2011 - March 12, 2013
CREDIT SUISSE SECURITIES (USA) LLC
December 17, 2010 - February 22, 2011
BILL FEW ASSOCIATES, INC.
September 14, 2010 - February 22, 2011
BILL FEW SECURITIES, INC.
April 29, 2010 - October 12, 2010
NEW ENGLAND SECURITIES
April 6, 2010 - October 12, 2010
NEW ENGLAND SECURITIES
November 20, 2009 - April 14, 2010
PRUCO SECURITIES, LLC.
August 4, 2006 - July 7, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 6, 2006 - July 7, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EQUINOX SECURITIES, INC.
CRD#: 145790 / SEC#: , 8-67752
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQUINOX CAPITAL HOLDINGS, INC. | OWNER | |
| OLIVEIRA, STEPHEN MICHAEL | PRESIDENT/CFO/CCO/MSRB/AMLCO | 1880054 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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