Bernard J. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernard J Anderson, who also goes by Bernard Jesse Anderson, was a registered financial professional .
Bernard is a previously registered financial professional and started their career in finance in 2007. Bernard had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 2011 - June 24, 2015
EDELMAN FINANCIAL SERVICES, LLC
September 1, 2011 - June 24, 2015
SANDERS MORRIS LLC
November 23, 2010 - July 7, 2011
MORGAN STANLEY
November 11, 2010 - July 7, 2011
MORGAN STANLEY
October 16, 2007 - July 6, 2009
LORING WARD SECURITIES INC.
May 1, 2007 - July 12, 2007
SCOTTRADE, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EDELMAN FINANCIAL SERVICES, LLC
CRD#: 113299 / SEC#: 801-64567
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
