Joseph M. Bruderman

BRUDERMAN PRIVATE WEALTH

Stoneham, MA

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CRD#: 5151819

Professional summary

Joseph M Bruderman, who also goes by Joe Bruderman, Joseph Mark Bruderman, Bruderman, is a registered financial advisor currently at BRUDERMAN PRIVATE WEALTH located in Stoneham, Massachusetts.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Joseph has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Bruderman | Joseph Mark Bruderman | Bruderman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Investegrity LLC. Investment related, 21 Crosby Street, Stoneham, MA 02180. Registered Investment Advisory. Managing Client assets and financial planning. Sole employee covering all positions. President / CEO. Start Date 03/202. 20 hours a week. 20 hours during trading hours. As sole employee, all business duties are handled myself (operation, compliance, sales, client services, account management).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph M Bruderman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 3, 2023 - Present

BRUDERMAN PRIVATE WEALTH

RIA

CRD#: 323195

Stoneham, MA

Past

May 4, 2015 - August 21, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEWTON, MA

Past

May 4, 2015 - August 21, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEWTON, MA

Past

July 3, 2013 - May 1, 2015

CITIZENS SECURITIES, INC.

CRD#: 39550

CHELSEA, MA

Past

June 25, 2013 - May 1, 2015

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

CHELSEA, MA

Past

December 22, 2011 - October 29, 2012

NYLIFE SECURITIES LLC

CRD#: 5167

BROOKLYN, NY

Past

February 23, 2011 - November 2, 2011

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

FLUSHING, NY

Past

February 17, 2011 - November 2, 2011

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

FLUSHING, NY

Past

January 11, 2008 - December 23, 2010

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

GREAT NECK, NY

Past

November 14, 2007 - December 23, 2010

CHARLES SCHWAB & CO., INC.

CRD#: 5393

GREAT NECK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRUDERMAN PRIVATE WEALTH

ALV INVESTOR SOLUTIONS, LLC | J.M. BRUDERMAN & COMPANY, LLC | BRUDERMAN PRIVATE WEALTH

CRD#: 323195 / SEC#: 801-126644

RIA

Registered Investment Advisory firm - (9/30/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(11/3/2023)

IAR

Nevada
(11/7/2023)

IAR

New York
(11/8/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/20/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/13/2007

General Securities Representative Examination

Current Firm

BRUDERMAN PRIVATE WEALTH

ALV INVESTOR SOLUTIONS, LLC | J.M. BRUDERMAN & COMPANY, LLC | BRUDERMAN PRIVATE WEALTH

CRD#: 323195 / SEC#: 801-126644

RIA

Registered Investment Advisory firm - (9/30/2022 Approved)

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Contact information

Main Address

113 Birch Hill Road, Locust Valley, NY 11560

Mailing Address

Phone number

(516) 930-4250

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (6/13/2025)

FIRM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	46
AUM (Assets Under Management)	$ 66,308,888

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph M. Bruderman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph M Bruderman's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

NYLIFE SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

BRUDERMAN PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 12/20/2007

SIE

Date: 10/1/2018

Series 7

Date: 11/13/2007

Current Firm

BRUDERMAN PRIVATE WEALTH

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRUDERMAN PRIVATE WEALTH

TRUST BUT VERIFY

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