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William D. Richardson

AVIOR WEALTH MANAGEMENT
Minnetonka, MN 55305
Some features on this profile are disabled
CRD#: 5151639
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Professional summary

William David Richardson, who also goes by Bill Richardson, William Richardson, is a registered financial advisor currently at AVIOR WEALTH MANAGEMENT, LLC located in Minnetonka, Minnesota.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. William has worked at 8 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Bill Richardson | William Richardson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William David Richardson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 23, 2026 - Present

AVIOR WEALTH MANAGEMENT, LLC

Office #1: 11100 Wayzata Blvd, Suite 210, Minnetonka, MN 55305
RIA
CRD#: 148674
Minnetonka, MN
Past

March 16, 2023 - February 20, 2026

SOUND INCOME STRATEGIES, LLC

RIA
CRD#: 173272
Minnetonka, MN
Past

May 27, 2020 - December 31, 2020

OAKWOOD CAPITAL, INC.

RIA
CRD#: 112399
MINNEAPOLIS, MN
Past

May 27, 2020 - March 10, 2023

OAKWOOD CAPITAL, INC.

RIA
CRD#: 112399
ST. LOUIS PARK, MN
Past

February 6, 2020 - March 5, 2020

OAKWOOD CAPITAL SECURITIES, INC.

BD
CRD#: 21000
ST. LOUIS PARK, MN
Past

February 26, 2018 - May 4, 2020

PROSPERITY CAPITAL ADVISORS

RIA
CRD#: 156480
Wayzata, MN
Past

November 5, 2009 - February 8, 2018

ALLIANZ LIFE FINANCIAL SERVICES, LLC

BD
CRD#: 612
GOLDEN VALLEY, MN
Past

April 8, 2008 - October 23, 2009

THRIVENT INVESTMENT MANAGEMENT INC.

BD
CRD#: 18387
NORTH OAKS, MN
Past

October 13, 2006 - April 3, 2008

FSC SECURITIES CORPORATION

BD
CRD#: 7461
LAKEVILLE, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AVIOR WEALTH MANAGEMENT, LLC
AGATE ASSET MANAGEMENT, LLC | VERDANT WEALTH MANAGEMENT | VERDANT GROUP, LLC | SC FINANCIAL SERVICES | NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC | NELSON - VAN DENBURG & ASSOCIATES, LLC | NELSON - VAN DENBURG & ASSOCIATES | LIFESTAGE WEALTH MANAGEMENT | CORPUS CAPITAL MANAGEMENT | AVIOR WEALTH MANAGEMENT, LLC

CRD#: 148674 / SEC#: 801-69773

RIA
Registered Investment Advisory firm - (12/4/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Minnesota
(2/23/2026)
IAR
Texas
(2/24/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/23/2023
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 2/20/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/8/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/12/2006
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 2/2/2012
Investment Company Products/Variable Contracts Principal Examination

Current Firm

AW
AVIOR WEALTH MANAGEMENT, LLC
AGATE ASSET MANAGEMENT, LLC | VERDANT WEALTH MANAGEMENT | VERDANT GROUP, LLC | SC FINANCIAL SERVICES | NELSON, VAN DENBURG & CAMPBELL WEALTH MANAGEMENT GROUP, LLC | NELSON - VAN DENBURG & ASSOCIATES, LLC | NELSON - VAN DENBURG & ASSOCIATES | LIFESTAGE WEALTH MANAGEMENT | CORPUS CAPITAL MANAGEMENT | AVIOR WEALTH MANAGEMENT, LLC

CRD#: 148674 / SEC#: 801-69773

RIA
Registered Investment Advisory firm - (12/4/2008 Approved)
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Contact information

Main Address
14301 First National Bank Parkway Suite 410, Omaha, NE 68154
Mailing Address
Phone number
(402) 218-4064
Established
Firm type
Fiscal year end
# of Employees
201

SEC notice filing (42 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AVIOR ADV 2A 3/2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts4,385
AUM (Assets Under Management)$ 5,083,670,234

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AVIOR WEALTH MANAGEMENT, LLC

CRD#: 148674Minnetonka, MN 55305

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