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John D Cole

ChFC®, CLU®
STATE FARM INVESTMENT MANAGEMENT
Pendleton, IN
·CRD# 5151568·20 years experience

Professional Summary

John D Cole, ChFC®, CLU® is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Pendleton, Indiana and STATE FARM VP MANAGEMENT CORP. located in Pendleton, Indiana. John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. John has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

ChFC®
Chartered Financial Consultant
CLU®
Chartered Life Underwriter

Years of Experience

20 years in the financial services industry

Current & Past Employments

STATE FARM INVESTMENT MANAGEMENT CORP.·CRD# 3487
RIA
1. 7033 S. State Road 67, Pendleton, IN 460642. 4106 Cartwright Dr, Kokomo, IN 469023. 124 N Baldwin Ave, Marion, IN 46952
April 29, 2021 - Present
STATE FARM VP MANAGEMENT CORP.·CRD# 43036
BD
7033 S State Rd 67 , Pendleton, IN 46064
June 26, 2006 - Present

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Current Firm

STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT CORP.

STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.

CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)
BD
Terminated by SEC on 06/30/2001

Contact Information

Main Address

One State Farm Plaza B-2, Bloomington, IL 61710-0001

Phone Number

(800) 447-0740

Established

Delaware since 12/09/1966

Firm Type

Corporation

Fiscal Year End

November

# of Employees

7,930

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

STATE FARM INVESTMENT MANAGEMENT CORP WRAP FEE BROCHURE (4/30/2026)

Direct owners and executive officers

NamePositionCRD#
STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANYOWNER—
CHEVALIER, JEREL SAMASSISTANT SECRETARY-TREASURER2209892
GRIMES, DAVID ROYVICE PRESIDENT & SECRETARY1432710
GRIZZLE, DAVID RAYASSISTANT SECRETARY/TREASURER4084087
HORTON, STEPHEN LOWELLASSISTANT SECRETARY3124493
JAYNES, DONALD ONEILASSISTANT SECRETARY3124497
JOSLIN, ROGER SCOTTDIRECTOR, VICE PRESIDENT & TREASURER262350
KILLIAN, JOHN JOSEPHDIRECTOR2614915
MOORE, DAVID MICHAELASSISTANT SECRETARY2876793
MOSER, KURT GEORGEDIRECTOR & SENIOR VICE PRESIDENT2065254
RUST, EDWARD BARRY JRDIRECTOR AND PRESIDENT1450795
THOMAS, HOWARD ANDREWASSISTANT SECRETARY-TREASURER3150520
TIPSORD, MICHAEL LEONASSISTANT SECRETARY1943922
TROSINO, VINCENT JOSEPHDIRECTOR1780681

Regulatory Assets Under Management

Total Number of Accounts

2,160

AUM (Assets Under Management)

$12,938,660,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) WHEN I LEFT HILL CREEK MORTGAGE, I STILL HAD FILES IN PROCESS. WHEN THESE CLOSE I WILL BE GETTING PAID ON THESE AND ALSO IF ANY PAST CLIENTS DO A REFINANCE OR PURCHASE, I ALSO WILL BE PAID. I AM NOT ACTIVELY PURSUING NEW BUSINESS WITH HILL CREEK MOTRGAGE. 100 S. 9TH ST, NOBLESVILLE, IN 46060. NON-INVESTMENT RELATED. 4 HRS A MONTH. 0 HRS DURING SECURITIES TRADING. 2) Ovid LLC; investment-related; 6025 porter lane, Noblesville, IN 46062; considering buying rental properties; partner; 6/30/19; 50%; other 50% owned by fianc�, Shannon Loomis; 5; 5; renting and managing rental properties 3) Real Time Group LLC; investment-related; 14720 Fawn Hollow, Noblesville, IN 46062; Investment or Commercial Property; 9/1/2020; 4; 0; just an investor in group. Will have no day-to-day duties or access to checkbook. 4) Kokomo Humane Society; non-investment-related; 729 E Hoffer St, Kokomo, IN 46902; Public Service; director; 11/1/2021; 4; 1; been asked to consider sitting on board. Help make decision on betterment of the program 5) John Cole Racing; investment-related; 6025 Porter Lane; Partner; Owner; 12/15/2021; 5; 5; No duties 6) John Cole Insurance Agency; Investment-related; 7033 S State Road 67 Pendleton IN 46064-9079, 4106 Cartwright Dr Kokomo IN 46902-6614 and 124 N Baldwin Ave Marion IN 46952; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 05/01/2011; 80; 80; Service customers and supervise employees. 7) Good Neighbor Partnership; Investment-Related; 7033 S Sr. 67 Pendleton, IN 46064; Investment or Commercial Property; Owner; 04/26/2024; 1; 1; I own 50% of the building in a partnership called Good Neighbor Partnership.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT CORP.

STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.

CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)
BD
Terminated by SEC on 06/30/2001

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Indiana
(7/7/2006)
IAR
Indiana
(4/29/2021)
RR
Kentucky
(4/26/2023)
IAR
Kentucky
(4/26/2023)
RR
Michigan
(5/19/2026)
IAR
Michigan
(5/19/2026)
RR
Ohio
(7/26/2023)
IAR
Ohio
(7/26/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2006About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 2006About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view John D Cole's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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