Josue M. Cervantes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Josue M Cervantes JR, who also goes by Josh Cervantes Jr, Josue Manuel Cervantes Jr, Josue Manuel Cervantes, Josh Cervantes, Josue Manuel Cervantes, was a registered financial professional .
Josue is a previously registered financial professional and started their career in finance in 2006. Josue had worked at 8 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2017 - March 3, 2021
PNC MANAGED ACCOUNT SOLUTIONS, INC.
September 11, 2017 - March 3, 2021
BBVA SECURITIES INC.
August 22, 2016 - August 22, 2017
CUSO FINANCIAL SERVICES, L.P.
August 22, 2016 - August 22, 2017
CUSO FINANCIAL SERVICES, L.P.
May 18, 2011 - August 25, 2016
USAA FINANCIAL PLANNING SERVICES
December 22, 2010 - August 25, 2016
USAA FINANCIAL ADVISORS, INC.
May 31, 2008 - December 6, 2010
CAPITAL ONE INVESTMENT SERVICES LLC
April 24, 2008 - May 31, 2008
CAPITAL ONE INVESTMENTS, LLC
September 4, 2006 - September 21, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
September 4, 2006 - September 21, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationCurrent Firm
PNC MANAGED ACCOUNT SOLUTIONS, INC.
CRD#: 110476 / SEC#: 801-56131
Contact information
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 588,442,024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
