Aaron M. Britton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aaron Moroni Britton, who also goes by Aaron M Britton, was a registered financial professional .
Aaron is a previously registered financial professional and started their career in finance in 2016. Aaron had worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2018 - June 8, 2021
CREWE CAPITAL
February 19, 2016 - January 2, 2018
D.A. DAVIDSON & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CREWE CAPITAL
CRD#: 152527 / SEC#: , 8-68460
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREWE HOLDINGS, LLC | 99% MEMBERSHIP OWNERSHIP IN CREWE CAPITAL, LLC | |
| BENNETT, MICHAEL PATRICK | PRINCIPAL OPERATING OFFICER | 5408084 |
| BENNETT, MICHAEL PATRICK | MANAGING PARTNER, CHIEF EXECUTIVE OFFICER, EXECUTIVE REPRESENTATIVE | 5408084 |
| KING, ROBERT S | MEMBER, FINANCIAL OPERATIONS PRINCIPAL | 1608075 |
| KING, ROBERT S | PRINCIPAL FINANCIAL OFFICER | 1608075 |
| MELLIES, CADE STEWART | PARTNER, CHIEF COMPLIANCE OFFICER | 6661420 |
| MITCHELL, JESSE THOMAS | PARTNER | 7299786 |
| RASMUSSEN, JARED JAY | PARTNER | 6821885 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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