Beau Sullivan
Professional summary
Beau Sullivan, who also goes by Beau Jon Sullivan, is a registered financial advisor currently at ACORNS located in College Grove, Tennessee and ACORNS SECURITIES, LLC located in Irvine, California.
Beau is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Beau has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Beau Sullivan's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2023 - Present
ACORNS
October 11, 2022 - Present
ACORNS SECURITIES, LLC
Office #1: 5300 California Avenue, Irvine, CA 92617April 15, 2010 - October 11, 2016
MORGAN STANLEY & CO. LLC
Primary Firm SEC Registration
ACORNS
CRD#: 165926 / SEC#: 801-78602
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/31/2023)
(1/31/2023)
(1/31/2023)
Exams
Series 7TO
Date: 10/10/2022
General Securities Representative ExaminationFINRA
Current Firm
ACORNS
CRD#: 165926 / SEC#: 801-78602
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,813,137 |
| AUM (Assets Under Management) | $ 10,380,859,924 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 11/28/2023 | ||
| 04/24/2023 |
Red Flags
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