Matthew T. Lipton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Thomas Lipton was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2007. Matthew had worked at 4 firms and has passed the Series 63, SIE, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2013 - January 22, 2016
AUTONOMOUS RESEARCH US LP
October 19, 2012 - April 4, 2013
AUTONOMOUS RESEARCH LLP
July 28, 2010 - November 19, 2012
MORGAN STANLEY & CO. LLC
February 14, 2007 - July 19, 2010
BLACKROCK INVESTMENTS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
AUTONOMOUS RESEARCH US LP
CRD#: 165290 / SEC#: , 8-69149
Contact information
Documents
Red Flags
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