Giridhar N. Krishnan
Professional summary
Giridhar Nmn Krishnan, who also goes by Giri Krishnan, Giridhar Krishnan, is a registered financial advisor currently at UMB ASSET MANAGEMENT, LLC located in Phoenix, Arizona.
Giridhar is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Giridhar has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Giridhar Nmn Krishnan's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 14, 2026 - Present
UMB ASSET MANAGEMENT, LLC
Office #1: 2036 E Camelback Rd, Phoenix, AZ 85016April 13, 2021 - January 26, 2023
KOA WEALTH MANAGEMENT, LLC
May 2, 2016 - January 6, 2021
BETA WEALTH GROUP, INC
January 3, 2013 - November 18, 2015
CALAMOS FINANCIAL SERVICES LLC
September 4, 2006 - December 18, 2012
CREDIT SUISSE SECURITIES (USA) LLC
Primary Firm SEC Registration
UMB ASSET MANAGEMENT, LLC
CRD#: 306374 / SEC#: 801-117738
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/20/2026)
(5/14/2026)
(5/15/2026)
Exams
Current Firm
UMB ASSET MANAGEMENT, LLC
CRD#: 306374 / SEC#: 801-117738
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 47,495,486 |
Red Flags
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