David A. Dorsch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David A Dorsch, who also goes by Alex Dorsch, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2007. David had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2016 - July 11, 2022
MULTI-BANK SECURITIES, INC.
May 1, 2013 - November 24, 2015
RBC CAPITAL MARKETS, LLC
June 14, 2012 - May 3, 2013
FIRST LIBERTIES FINANCIAL
June 7, 2011 - March 28, 2012
MPS FIXED INCOME LLC
February 16, 2010 - March 28, 2012
FIRST NEW YORK SECURITIES L.L.C.
May 14, 2009 - January 13, 2010
PALI CAPITAL, INC.
March 7, 2007 - February 11, 2009
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MULTI-BANK SECURITIES, INC.
CRD#: 22098 / SEC#: , 8-39547
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
