Samuel E. Rudderow Iii

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CRD#: 5150348

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Samuel Earl Rudderow Iii was a registered financial professional .

Samuel is a previously registered financial professional and started their career in finance in 2006. Samuel had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 20, 2006 - April 9, 2012

PARIS SECURITIES CORPORATION

CRD#: 13665

HOBOKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

PARIS SECURITIES CORPORATION

CRD#: 13665 / SEC#: , 8-24504

Terminated by SEC on 05/06/2012

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Contact information

Main Address

Mailing Address

Phone number

Established

New York since 07/07/1974

Firm type

Corporation

Fiscal year end

June

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
PARIS HOLDING COMPANY	CORPORATE PARENT
AZAR, LYNN MARKS	DIRECTOR	5150385
DOWD, DANIELA AMELIA	CHIEF COMPLIANCE OFFICER	5062324
MARKS, ALEXANDER CORIN	VICE PRESIDENT/DIR	2160514
MARKS, CHRISTOPHER SHAWN	VICE PRESIDENT/DIRECTOR	1359253
MARKS, JAN	CEO/PRESIDENT/DIR/CFO/COO/FINOP	1023624
MARKS, MICHEL DAVID	DIRECTOR	1625876
MARKS, RICHARD	SECRETARY/TREASURER/DIRECTOR	1625899
RUDDEROW III, SAMUEL EARL	DIRECTOR	5150348

Disclosures

Regulatory Event

Red Flags

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