DS
Dana M. Sobleskey
PACKERLAND BROKERAGE SERVICES
DE PERE, WI
Some features on this profile are disabled
CRD#: 5150315
DS
Professional summary
Dana Marie Sobleskey, who also goes by Dana Marie Clementi, is a registered financial advisor currently at PACKERLAND BROKERAGE SERVICES, INC. located in De Pere, Wisconsin.
Dana is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Dana has worked at 8 firms and has passed the Series 66, Series 52TO, SIE, Series 7 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dana Marie Clementi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BLEBEL'S CATERING START DATE 5/19/2018 8-20 HRS/MONTH CATERER/SERVER; CATERING EVENTS;NON INVESTMENT RELATED SHIPT,INC SHIPT PERSONAL SHOPPER SHIPT.COM START DATE: 8/27/2019 BLACK SHEEP WEDDING AND EVENTS 3675 ALGOMA RD NEW FRANKEN, WI 54229 WEDDING VENUE;CATERING EVENTS NON-INVESTMENT RELATED
CRS (Client Relationship Summary) - RIA
Click below to view Dana Marie Sobleskey's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Dana Marie Sobleskey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 6, 2018 - Present
PACKERLAND BROKERAGE SERVICES, INC.
Office #2: 432 Security Blvd. Ste. 101, Green Bay, WI 54313RIA
BD
CRD#: 37031
DE PERE, WI
Current
February 5, 2018 - Present
PACKERLAND BROKERAGE SERVICES, INC.
Office #1: 432 Security Blvd. Ste. 101, Green Bay, WI 54313RIA
BD
CRD#: 37031
Green Bay, WI
Past
October 4, 2013 - October 25, 2017
ASSOCIATED INVESTMENT SERVICES, INC.
RIA
CRD#: 1464
GREEN BAY, WI
Past
October 3, 2013 - October 25, 2017
ASSOCIATED INVESTMENT SERVICES, INC.
BD
CRD#: 1464
GREEN BAY, WI
Past
October 1, 2012 - May 17, 2013
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
GREEN BAY, WI
Past
October 1, 2012 - May 17, 2013
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
GREEN BAY, WI
Past
June 16, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
GREEN BAY, WI
Past
June 16, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
GREEN BAY, WI
Past
August 25, 2010 - April 25, 2011
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
GREEN BAY, WI
Past
August 18, 2010 - April 25, 2011
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
GREEN BAY, WI
Past
June 1, 2009 - July 19, 2010
MORGAN STANLEY
RIA
CRD#: 149777
GREENBAY, WI
Past
June 1, 2009 - July 19, 2010
MORGAN STANLEY
BD
CRD#: 149777
GREENBAY, WI
Past
May 28, 2009 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
GREENBAY, WI
Past
November 26, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
GREENBAY, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PB
PACKERLAND BROKERAGE SERVICES, INC.
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031 / SEC#: 801-74927, 8-47572
RIA
Registered Investment Advisory firm - SEC (5/1/2012 Approved)Arizona
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Arkansas
Registered Investment Advisory firm - SEC (2/27/2009 Terminated)California
Registered Investment Advisory firm - SEC (5/22/2012 Terminated)Florida
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Illinois
Registered Investment Advisory firm - SEC (5/1/2012 Terminated)Indiana
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Iowa
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Kansas
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Minnesota
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Missouri
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Montana
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)New Jersey
Registered Investment Advisory firm - SEC (9/27/2012 Terminated)North Carolina
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Ohio
Registered Investment Advisory firm - SEC (5/10/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/31/2012 Terminated)Virginia
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/19/2024)
IAR
Alabama(9/19/2024)
RR
Alaska(9/23/2024)
RR
Arizona(9/30/2024)
IAR
Arizona(9/30/2024)
RR
Arkansas(9/19/2024)
IAR
Arkansas(9/19/2024)
RR
California(9/19/2024)
IAR
California(9/19/2024)
RR
Colorado(9/19/2024)
IAR
Colorado(9/19/2024)
RR
Connecticut(9/19/2024)
RR
Delaware(9/24/2024)
RR
District of Columbia(10/3/2024)
RR
Florida(9/19/2024)
IAR
Florida(9/19/2024)
RR
Georgia(9/19/2024)
IAR
Georgia(9/19/2024)
RR
Hawaii(11/21/2024)
RR
Idaho(9/19/2024)
IAR
Idaho(9/19/2024)
RR
Illinois(10/11/2024)
IAR
Illinois(10/11/2024)
RR
Indiana(9/19/2024)
IAR
Indiana(9/19/2024)
RR
Iowa(9/19/2024)
IAR
Iowa(9/19/2024)
RR
Kansas(9/19/2024)
IAR
Kansas(9/19/2024)
RR
Kentucky(9/23/2024)
IAR
Kentucky(9/23/2024)
RR
Louisiana(9/27/2024)
IAR
Louisiana(9/27/2024)
RR
Maine(9/19/2024)
IAR
Maine(9/19/2024)
RR
Maryland(11/15/2024)
IAR
Maryland(11/15/2024)
RR
Massachusetts(10/15/2024)
IAR
Massachusetts(10/17/2024)
RR
Michigan(9/20/2024)
IAR
Michigan(9/20/2024)
RR
Minnesota(9/19/2024)
IAR
Minnesota(9/19/2024)
RR
Mississippi(9/19/2024)
IAR
Mississippi(9/19/2024)
RR
Missouri(9/19/2024)
IAR
Missouri(9/19/2024)
RR
Montana(9/19/2024)
IAR
Montana(9/19/2024)
RR
Nebraska(9/18/2024)
IAR
Nebraska(9/18/2024)
RR
Nevada(9/19/2024)
IAR
Nevada(9/20/2024)
RR
New Hampshire(9/19/2024)
RR
New Jersey(9/19/2024)
IAR
New Jersey(9/19/2024)
RR
New Mexico(9/19/2024)
IAR
New Mexico(9/19/2024)
RR
New York(9/19/2024)
IAR
New York(9/19/2024)
RR
North Carolina(9/19/2024)
IAR
North Carolina(9/19/2024)
RR
North Dakota(9/23/2024)
IAR
North Dakota(9/23/2024)
RR
Ohio(9/19/2024)
IAR
Ohio(9/19/2024)
RR
Oklahoma(9/19/2024)
RR
Oregon(9/19/2024)
IAR
Oregon(9/19/2024)
RR
Pennsylvania(9/19/2024)
IAR
Pennsylvania(9/19/2024)
RR
Rhode Island(9/20/2024)
RR
South Carolina(9/19/2024)
IAR
South Carolina(9/19/2024)
RR
South Dakota(9/19/2024)
IAR
South Dakota(9/19/2024)
RR
Tennessee(9/20/2024)
IAR
Texas(9/18/2024)
RR
Texas(9/19/2024)
RR
Utah(9/19/2024)
IAR
Utah(9/19/2024)
RR
Vermont(9/19/2024)
IAR
Vermont(9/19/2024)
RR
Virginia(9/19/2024)
IAR
Virginia(9/19/2024)
RR
Washington(9/18/2024)
IAR
Washington(9/18/2024)
RR
West Virginia(9/19/2024)
RR
Wisconsin(2/6/2018)
IAR
Wisconsin(2/6/2018)
RR
Wyoming(9/19/2024)
IAR
Wyoming(9/19/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PB
PACKERLAND BROKERAGE SERVICES, INC.
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031 / SEC#: 801-74927, 8-47572
RIA
Registered Investment Advisory firm - SEC (5/1/2012 Approved)Arizona
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Arkansas
Registered Investment Advisory firm - SEC (2/27/2009 Terminated)California
Registered Investment Advisory firm - SEC (5/22/2012 Terminated)Florida
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Illinois
Registered Investment Advisory firm - SEC (5/1/2012 Terminated)Indiana
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Iowa
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Kansas
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Minnesota
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Missouri
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Montana
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)New Jersey
Registered Investment Advisory firm - SEC (9/27/2012 Terminated)North Carolina
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Ohio
Registered Investment Advisory firm - SEC (5/10/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/31/2012 Terminated)Virginia
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
432 Security Blvd. Ste. 101, Green Bay, WI 54313-9709
Mailing Address
432 Security Blvd., Green Bay, WI 54313
Phone number
(920) 662-9500
Established
Wisconsin since 07/11/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
286
SEC notice filing (47 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KELLY, ZACHARY P | DIRECTOR, SHAREHOLDER, CEO, BOARD PRESIDENT & SECRETARY | 5263665 |
| VAN ESS, WILLIAM SCOTT | DIRECTOR, SHAREHOLDER, CHAIRMAN OF THE BOARD | 1929840 |
| WESTENBERG, STEVEN G | DIRECTOR, SHAREHOLDER, VICE CHAIRMAN , TREASURER | 2440924 |
| BOSTWICK, KAREN P | SHAREHOLDER | 2643853 |
| DOELGER, AARON ANDREW | SHAREHOLDER, CHIEF COMPLIANCE OFFICER | 4357639 |
Regulatory assets under management
| Total Number of Accounts | 4,245 |
| AUM (Assets Under Management) | $ 909,478,703 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
