Heather R. Heron

WELLTH ADVISORY SERVICES

Austin, TX 78759

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CRD#: 5149829

Professional summary

Heather Rebecca Heron, AIF®, who also goes by Heather Rebecca Stuart, is a registered financial advisor currently at WELLTH ADVISORY SERVICES, LLC located in Austin, Texas and LPL FINANCIAL LLC located in Austin, Texas.

Heather is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Heather has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Heather Rebecca Stuart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)10/2021- STRATEGIC RETIREMENT PARTNERS- DBA for LPL Business (entity for LPL business)- inv. related- AUSTIN, TX 2)10/2021- PLANWISE RETIREMENT STRATEGIES- Business Entity For Tax/Investment Purposes Only- inv. related- Austin, TX - start date 5/2017- 2hrs/mth 3)05/23/2025 - Strategic Retirement Partners - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date- -06/01/2024- 02 Hrs/Mth - 02 Hrs During Trading. 4) 05/23/2025 - WELLth Advisory Services, LLC - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date- -07/01/2024 - 40 Hrs/Mth m- 40 Hrs During Trading. provide investment advisory services through WELLth Advisory Services, LLC, an independent investment advisor firm. I started this business activity in 7/2024. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heather Rebecca Heron's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

June 28, 2024 - Present

WELLTH ADVISORY SERVICES, LLC

Office #1: 8200 N. Mopac Expressway, Ste 350, Austin, TX 78759

RIA

CRD#: 330537

Austin, TX

Current

October 15, 2021 - Present

LPL FINANCIAL LLC

Office #1: 8200 N Mopac Expy, Ste 350, Austin, TX 78759

RIA

CRD#: 6413

AUSTIN, TX

Past

October 15, 2021 - July 5, 2024

GLOBAL RETIREMENT PARTNERS LLC

RIA

CRD#: 172011

Austin, TX

Past

September 17, 2013 - October 18, 2021

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Austin, TX

Past

September 17, 2013 - October 18, 2021

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Austin, TX

Past

December 4, 2012 - October 10, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

AUSTIN, TX

Past

November 2, 2012 - October 10, 2013

LPL FINANCIAL LLC

CRD#: 6413

AUSTIN, TX

Past

June 23, 2009 - October 12, 2012

DUNHAM

CRD#: 13162

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WELLTH ADVISORY SERVICES, LLC

STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC

CRD#: 330537 / SEC#: 801-130037

RIA

Registered Investment Advisory firm - (4/26/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(10/15/2021)

IAR

Texas
(6/28/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/21/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/22/2009

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/20/2012

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

WELLTH ADVISORY SERVICES, LLC

STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC

CRD#: 330537 / SEC#: 801-130037

RIA

Registered Investment Advisory firm - (4/26/2024 Approved)

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Contact information

Main Address

Shorewood, IL

Mailing Address

Phone number

(866) 777-4015

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (44 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WELLTH ADV WRAP BROCHURE (3/31/2025)

WELLTH ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,338
AUM (Assets Under Management)	$ 23,574,040,155

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Heather R. Heron

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heather Rebecca Heron's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

GLOBAL RETIREMENT PARTNERS LLC

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

LPL FINANCIAL LLC

LPL FINANCIAL LLC

DUNHAM

Primary Firm SEC Registration

WELLTH ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/21/2008

SIE

Date: 10/1/2018

Series 7

Date: 6/22/2009

Series 24

Date: 3/20/2012

FINRA

Current Firm

WELLTH ADVISORY SERVICES, LLC

Contact information

SEC notice filing (44 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WELLTH ADVISORY SERVICES, LLC

TRUST BUT VERIFY

Contact information

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