BB
Bryan A. Bethel
BESSEMER INVESTOR SERVICES
Houston, TX 77024
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CRD#: 5149787
BB
Professional summary
Bryan Andrew Bethel is a registered financial professional currently at BESSEMER INVESTOR SERVICES, INC. located in Houston, Texas.
Bryan is registered as a RR (Registered Representative) and started their career in finance in 2006. Bryan has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Bryan Andrew Bethel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 28, 2016 - Present
BESSEMER INVESTOR SERVICES, INC.
Office #1: 109 North Post Oak Lane Suite 205, Houston, TX 77024BD
CRD#: 17442
Houston, TX
Past
February 5, 2015 - January 11, 2016
NORTHERN TRUST SECURITIES, INC.
RIA
CRD#: 7927
CHICAGO, IL
Past
September 13, 2010 - January 11, 2016
NORTHERN TRUST SECURITIES, INC.
BD
CRD#: 7927
CHICAGO, IL
Past
October 23, 2009 - June 2, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NEWPORT BEACH, CA
Past
October 23, 2009 - June 2, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEWPORT BEACH, CA
Past
November 16, 2007 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
NEWPORT BEACH, CA
Past
November 16, 2007 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
NEWPORT BEACH, CA
Past
August 14, 2006 - November 13, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
CHICAGO, IL
Past
July 27, 2006 - November 13, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
CHICAGO, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/28/2016)
RR
Arkansas(1/28/2016)
RR
California(1/28/2016)
RR
Colorado(1/28/2016)
RR
Connecticut(1/28/2016)
RR
Delaware(1/28/2016)
RR
District of Columbia(1/28/2016)
RR
Florida(1/28/2016)
RR
Georgia(1/28/2016)
RR
Idaho(1/28/2016)
RR
Illinois(1/28/2016)
RR
Indiana(1/28/2016)
RR
Iowa(1/28/2016)
RR
Kansas(11/2/2016)
RR
Louisiana(1/28/2016)
RR
Maryland(10/12/2017)
RR
Massachusetts(1/28/2016)
RR
Michigan(10/12/2017)
RR
Minnesota(1/28/2016)
RR
Mississippi(4/21/2025)
RR
Missouri(1/28/2016)
RR
Montana(10/24/2016)
RR
Nevada(1/28/2016)
RR
New Hampshire(1/28/2016)
RR
New Jersey(1/28/2016)
RR
New Mexico(9/1/2022)
RR
New York(1/28/2016)
RR
North Carolina(1/29/2016)
RR
Ohio(1/28/2016)
RR
Oregon(1/28/2016)
RR
Pennsylvania(1/28/2016)
RR
Rhode Island(1/28/2016)
RR
South Carolina(1/28/2016)
RR
South Dakota(10/12/2017)
RR
Tennessee(1/28/2016)
RR
Texas(1/28/2016)
RR
Utah(1/28/2016)
RR
Vermont(1/28/2016)
RR
Virginia(1/28/2016)
RR
Washington(1/28/2016)
RR
Wisconsin(1/28/2016)
RR
Wyoming(1/28/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BI
BESSEMER INVESTOR SERVICES, INC.
BESSEMER INVESTOR SERVICES, INC.
CRD#: 17442 / SEC#: , 8-35199
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1271 Avenue Of The Americas 46 Floor, New York, NY 10020
Mailing Address
1271 Avenue Of The Americas 46 Floor, New York, NY 10020
Phone number
(212) 708-9100
Established
Delaware since 04/07/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BESSEMER TRUST COMPANY, N.A. | SHAREHOLDER | |
| BOYLE, PATRICK SIDNEY | SENIOR VICE PRESIDENT | 2472066 |
| GLOWACKI, JEFF JOSEPH | DIRECTOR/SENIOR VICE PRESIDENT | 2942946 |
| GUPTA, RITU | CHIEF COMPLIANCE OFFICER/ASSISTANT SECRETARY | 5059699 |
| MARQUEZ, MICHAEL ALLEN | DIRECTOR/PRESIDENT | 4413060 |
| MCBRIDE, TIMOTHY SEAN | SENIOR VICE PRESIDENT | 2554176 |
| PEDROSO, ARTURO GUSTAVO | SENIOR VICE PRESIDENT | 5161708 |
| SCHLUSSELBERG, BRIAN SCOTT | SENIOR VICE PRESIDENT | 4716582 |
| SLOAN, BENJAMIN PERRY | SENIOR VICE PRESIDENT | 4243057 |
| SYMINGTON, JANE REILLY | SENIOR VICE PRESIDENT | 2520317 |
| TRIMARCO MIRANDO, DIANA | ASSISTANT TREASURER/ASSISTANT FINANCIAL & OPERATIONS PRINCIPAL | 5714209 |
| YAWORSKY, GEORGE M. | TREASURER/FINANCIAL & OPERATIONS PRINCIPAL | 6425195 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
