Paul Fioribello
Professional summary
Paul Fioribello is a registered financial professional currently at VELOCITY CLEARING, LLC located in New York, New York.
Paul is registered as a RR (Registered Representative) and started their career in finance in 2015. Paul has worked at 2 firms and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Fioribello's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 13, 2023 - Present
VELOCITY CLEARING, LLC
Office #1: 199 Water Street 17th Floor, New York, NY 10038May 26, 2015 - April 17, 2023
BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
VELOCITY CLEARING, LLC
CRD#: 126588 / SEC#: , 8-65894
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VCT HOLDINGS, LLC | SOLE MEMBER | |
| BRACERO, FRANK WILLIAM | CHIEF FINANCIAL OFFICER/FINOP | 2178318 |
| CALICE, ROBERT PEER | CHIEF OPERATIONS OFFICER | 2759949 |
| LOGAN, MICHAEL JAMES | CHIEF EXECUTIVE OFFICER | 5763098 |
| PRATNICKI, GREG | CHIEF COMPLIANCE OFFICER | 2409187 |
| ROBERTS, RALSTON PERMAR | CO-PRESIDENT | 2526147 |
| SCHAEFFER, BRIAN KEITH | CO PRESIDENT | 3063403 |
Disclosures
| Regulatory Event | 19 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.