MS
Michael R. Sanchez
FLAGSHIP HARBOR ADVISORS
Lakeway, TX 78734
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CRD#: 5149454
MS
Professional summary
Michael Ray Sanchez is a registered financial advisor currently at FLAGSHIP HARBOR ADVISORS, LLC located in Lakeway, Texas and LPL FINANCIAL LLC located in Bee Cave, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Michael has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 07/02/2013 - TRESTLEBRIDGE CAPITAL/ DBA ONLY/ 100%/ LAKEWAY, TX (2) 07/03/2013 - FLAGSHIP HARBOR ADVISORS, LLC - REGISTERED INVESTMENT ADVISOR - 100% OF TIME SPENT - LAKEWAY, TX. (3) 8/27/2013: NON-VARIABLE INSURANCE - OFFERING FIXED INSURANCE AND FIXED ANNUITIES (NOT INDEXED ANNUITIES) TO CLIENTS AND PROSPECTS. - TIME SPENT 1% - LAKEWAY, TX. (4) 9/20/2013: REGISTERED INVESTMENT ADVISOR DBA - FLAGSHIP HARBOR ADVISORS, LLC - (HYBRID) TRESTLEBRIDGE CAPITAL - LAKEWAY, TX.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Ray Sanchez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 2, 2013 - Present
FLAGSHIP HARBOR ADVISORS, LLC
Office #1: 2121 Lohmans Crossing Road Ste 504-178, Lakeway, TX 78734RIA
CRD#: 155733
Lakeway, TX
Current
July 2, 2013 - Present
LPL FINANCIAL LLC
Office #1: 12600 Hill Country Blvd Ste R-275, Bee Cave, TX 78738RIA
BD
CRD#: 6413
Bee Cave, TX
Past
February 26, 2008 - July 2, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
LAKEWAY, TX
Past
December 15, 2006 - July 2, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
LAKEWAY, TX
Past
September 6, 2006 - November 9, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
AUSTIN, TX
Past
August 16, 2006 - November 9, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
AUSTIN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FH
FLAGSHIP HARBOR ADVISORS, LLC
3MERITUS WEALTH MANAGEMENT | TRESTLEBRIDGE CAPITAL | TINKHAM WEALTH MANAGEMENT | THRIVE WEALTH STRATEGIES | THORNE FINANCIAL PARTNERS | SHEVLIN WEALTH MANAGEMENT | SHEPARD FINANCIAL | SEASHORE FINANCIAL | SCHRUMM FINANCIAL | RISING TIDE CAPITAL | PARKER WEALTH MANAGEMENT | PARADIGM PRIVATE WEALTH | NORTHERN PEAK WEALTH MANAGEMENT | NORTHERN PEAK FINANCIAL | MUNROE MORROW WEALTH MANAGEMENT | MIRICA WEALTH | MCGUIGAN FINANCIAL | MAITLAND FINANCIAL GROUP | LAURENZ FINANCIAL | KEFAUVER FINANCIAL PLANNING & WEALTH MANAGEMENT | KARRIS & CO. | INTEGRITAS FINANCIAL ADVISORS | GOLDSON FINANCIAL | FLAGSHIP HARBOR ADVISORS, LLC | FIELDSTONE WEALTH MANAGEMENT | FENTON FINANCIAL GROUP | CURRENCY CAMP | CONCIERGE WEALTH MANAGEMENT | CHARTHOUSE CAPITAL | BRANDT WEALTH ADVISORS | BERRY MANAGEMENT, LLC | BERGSTRESSER FINANCIAL | AVERY WEALTH MANAGEMENT | ATLAS PRIVATE WEALTH ADVISORS | ARC FINANCIAL | ANDREASEN FINANCIAL
CRD#: 155733 / SEC#: 801-71997
RIA
Registered Investment Advisory firm - (12/8/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/24/2025)
RR
Colorado(10/31/2019)
RR
Massachusetts(10/31/2019)
RR
Michigan(3/6/2025)
RR
New Mexico(10/31/2019)
RR
North Carolina(3/6/2025)
RR
North Dakota(3/6/2025)
RR
Oklahoma(10/31/2019)
RR
Oregon(8/30/2021)
RR
South Carolina(6/24/2024)
RR
Texas(7/2/2013)
IAR
Texas(7/2/2013)
RR
Washington(10/31/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FH
FLAGSHIP HARBOR ADVISORS, LLC
3MERITUS WEALTH MANAGEMENT | TRESTLEBRIDGE CAPITAL | TINKHAM WEALTH MANAGEMENT | THRIVE WEALTH STRATEGIES | THORNE FINANCIAL PARTNERS | SHEVLIN WEALTH MANAGEMENT | SHEPARD FINANCIAL | SEASHORE FINANCIAL | SCHRUMM FINANCIAL | RISING TIDE CAPITAL | PARKER WEALTH MANAGEMENT | PARADIGM PRIVATE WEALTH | NORTHERN PEAK WEALTH MANAGEMENT | NORTHERN PEAK FINANCIAL | MUNROE MORROW WEALTH MANAGEMENT | MIRICA WEALTH | MCGUIGAN FINANCIAL | MAITLAND FINANCIAL GROUP | LAURENZ FINANCIAL | KEFAUVER FINANCIAL PLANNING & WEALTH MANAGEMENT | KARRIS & CO. | INTEGRITAS FINANCIAL ADVISORS | GOLDSON FINANCIAL | FLAGSHIP HARBOR ADVISORS, LLC | FIELDSTONE WEALTH MANAGEMENT | FENTON FINANCIAL GROUP | CURRENCY CAMP | CONCIERGE WEALTH MANAGEMENT | CHARTHOUSE CAPITAL | BRANDT WEALTH ADVISORS | BERRY MANAGEMENT, LLC | BERGSTRESSER FINANCIAL | AVERY WEALTH MANAGEMENT | ATLAS PRIVATE WEALTH ADVISORS | ARC FINANCIAL | ANDREASEN FINANCIAL
CRD#: 155733 / SEC#: 801-71997
RIA
Registered Investment Advisory firm - (12/8/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
346 Commercial Street, Boston, MA 02109
Mailing Address
Phone number
(857) 350-4229
Established
Firm type
Fiscal year end
# of Employees
60
SEC notice filing (37 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,382 |
| AUM (Assets Under Management) | $ 3,008,478,711 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FLAGSHIP HARBOR ADVISORS, LLC
CRD#: 155733Lakeway, TX 78734TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
