Dorance D. Greer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dorance Dorman Greer, who also goes by Dorance D Greer III, was a registered financial professional .
Dorance is a previously registered financial professional and started their career in finance in 2006. Dorance had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2012 - October 26, 2012
SOUTHEAST INVESTMENTS, N.C., INC.
February 6, 2012 - March 30, 2012
SYNERGY INVESTMENT GROUP, LLC
February 1, 2012 - March 30, 2012
SYNERGY INVESTMENT GROUP, LLC
October 13, 2009 - November 21, 2011
SYNERGY INVESTMENT GROUP, LLC
October 13, 2009 - November 21, 2011
SYNERGY INVESTMENT GROUP, LLC
November 29, 2006 - October 22, 2009
SECURIAN FINANCIAL SERVICES, INC.
September 21, 2006 - October 22, 2009
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUTHEAST INVESTMENTS, N.C., INC.
CRD#: 43035 / SEC#: , 8-50127
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
