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MM

Megan C. Mccollum

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CRD#: 5149227
MM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Megan Chawathe Mccollum, who also goes by Megan Arvind Chawathe, Megan Arvind Chawathe Mccollum, Megan Arvind Mccollum, Megan Arvind Chawathe Mccollum, was a registered financial professional .

Megan is a previously registered financial professional and started their career in finance in 2008. Megan had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Megan Arvind Chawathe | Megan Arvind Chawathe Mccollum | Megan Arvind Mccollum | Megan Arvind Chawathe Mccollum

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 4, 2017 - December 4, 2018

PALOMAR ADVISORS INC.

RIA
CRD#: 285358
TEMECULA, CA
Past

May 5, 2016 - November 30, 2016

AMERITAS INVESTMENT COMPANY, LLC

RIA
CRD#: 14869
SAN DIEGO, CA
Past

May 5, 2016 - November 30, 2016

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869
LINCOLN, NE
Past

June 12, 2014 - March 18, 2016

EQUITY SERVICES, INC.

RIA
CRD#: 265
SAN MARCOS, CA
Past

June 11, 2014 - March 18, 2016

EQUITY SERVICES, INC.

BD
CRD#: 265
SAN MARCOS, CA
Past

January 30, 2013 - April 17, 2014

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
SAN DIEGO, CA
Past

May 8, 2009 - April 17, 2014

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
SAN DIEGO, CA
Past

February 29, 2008 - May 1, 2009

FORESTERS EQUITY SERVICES, INC.

BD
CRD#: 18464
SAN DIEGO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 12/31/2012
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


PA
PALOMAR ADVISORS INC.
CREATIVE BENEFITS INC. | PALOMAR ADVISORS INC.

CRD#: 285358 / SEC#:

California
Registered Investment Advisory firm - (1/1/2017 Approved)
Texas
Registered Investment Advisory firm - (1/15/2020 Conditional Restricted)
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Contact information


Main Address
Temecula, CA
Mailing Address
Phone number
(760) 417-5709
Established
Firm type
Fiscal year end
# of Employees
4

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts120
AUM (Assets Under Management)$ 75,974,492

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PALOMAR ADVISORS INC.

CRD#: 285358

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