Joseph Roe Wilson Iii
Professional Summary
Joseph Roe Wilson III, who also goes by Jody Wilson, Joe R Wilson, Joe Roe Wilson III, Joe Wilson, Joseph R. Wilson III, Joseph R. Wilson, is a registered financial advisor currently at OMEGA WEALTH PRIVATE CAPITAL LLC located in Cincinnati, Ohio. Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Joseph has worked at 8 firms and has passed the Series 66, SIE, Series 31 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jody Wilson, Joe R Wilson, Joe Roe Wilson Iii, Joe Wilson, Joseph R. Wilson Iii, Joseph R. Wilson
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
20 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
OLSON & WILSON PRIVATE CAPITAL LLC | OMEGA WEALTH PRIVATE CAPITAL LLC
Contact Information
Main Address
7870 E. Kemper Road #430, Cincinnati, OH 45249Phone Number
(513) 657-1072# of Employees
10Documents
Regulatory Assets Under Management
Total Number of Accounts
706AUM (Assets Under Management)
$102,298,856Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(11/9/2023)
(7/13/2022)
(1/24/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Joseph Roe Wilson III's CRS (Customer Relationship Summary).
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