Anne F. Burton

BURTON WEALTH MANAGEMENT

Scottsdale, AZ 85260

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CRD#: 5148502

Professional summary

Anne Frances Burton, who also goes by Anne Frances Burton-mackey, Anne Frances Mackey, is a registered financial advisor currently at BURTON WEALTH MANAGEMENT located in Scottsdale, Arizona and LPL FINANCIAL LLC located in Scottsdale, Arizona.

Anne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Anne has worked at 2 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anne Frances Burton-Mackey | Anne Frances Mackey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 07/29/2014 - DONALD E.BURTON LLC - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - TIME SPENT 80 HOURS PER MONTH - SCOTTSDALE, AZ (2) 12/16/2021 - Burton Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Licensed Admin - Start Date: 08/04/2014 - 80 Hours Per Month/80 Hours During Securities Trading - I provide administrative support to Burton Wealth Management, an independent investment advisor firm. I started this business activity in 12/2014. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at�http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anne Frances Burton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 7, 2014 - Present

BURTON WEALTH MANAGEMENT

Office #1: 14358 N Frank Lloyd Wright Blvd. Suite 8, Scottsdale, AZ 85260

RIA

CRD#: 171381

Scottsdale, AZ

Current

September 29, 2006 - Present

LPL FINANCIAL LLC

Office #1: 14358 N Frank Lloyd Wright Blv Suite 8, Scottsdale, AZ 85260

RIA

CRD#: 6413

SCOTTSDALE, AZ

Past

January 3, 2014 - November 9, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/29/2006)

IAR

Arizona
(8/7/2014)

California
(1/3/2014)

IAR

California
(8/8/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/13/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/10/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/28/2006

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BURTON WEALTH MANAGEMENT

BURTON WEALTH MANAGEMENT | DONALD E. BURTON, LLC

CRD#: 171381 / SEC#:

Arizona

Registered Investment Advisory firm - (8/7/2014 Approved)

California

Registered Investment Advisory firm - (8/8/2014 Approved)

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Contact information

Main Address

14358 N Frank Lloyd Wright Blvd. Suite 8, Scottsdale, AZ 85260

Mailing Address

Phone number

(480) 629-8144

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	120
AUM (Assets Under Management)	$ 38,426,491

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anne F. Burton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anne Frances Burton's CRS (Customer Relationship Summary).

Certified licenses

Experience

BURTON WEALTH MANAGEMENT

LPL FINANCIAL LLC

LPL FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/13/2013

Series 63

Date: 7/10/2006

SIE

Date: 10/1/2018

Series 7

Date: 9/28/2006

FINRA

Current Firm

BURTON WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BURTON WEALTH MANAGEMENT

TRUST BUT VERIFY

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