BS
Bryan J. Schmeling
THRIVENT INVESTMENT MANAGEMENT
North Scituate, RI 02857
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CRD#: 5148486
BS
Professional summary
Bryan James Schmeling is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in North Scituate, Rhode Island.
Bryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Bryan has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GOOD SHEPHERD LUTHERAN CHURCH POSITION: Stewardship and Education Chair NATURE: Volunteer member of the church council focusing on Stewardship and Education. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/11/2024 ADDRESS: 60 May St., Attleboro MA 02703, United States DESCRIPTION: Attend council meetings and committee meetings, discuss strategic plans, giving and other stewardship initiatives within the congregation. SCITUATE BUSINESS ASSOCIATION POSITION: Board Member NATURE: Organization of business owners working to support the community and improve the local economy in historic Scituate, RI. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2020 ADDRESS: 61 Hartford Ave., PO Box 38, North Scituate RI 02857, United States DESCRIPTION: As a board member, I am one of 7 who will guide the direction of the association to benefit the membership and community.
CRS (Client Relationship Summary) - RIA
Click below to view Bryan James Schmeling's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Bryan James Schmeling's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 28, 2020 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 26 Hartford Pike, North Scituate, RI 02857RIA
BD
CRD#: 18387
North Scituate, RI
Current
June 21, 2006 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 26 Hartford Pike, North Scituate, RI 02857RIA
BD
CRD#: 18387
North Scituate, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/5/2022)
RR
Connecticut(8/28/2008)
RR
District of Columbia(10/2/2020)
IAR
District of Columbia(10/23/2020)
RR
Florida(8/30/2018)
RR
Georgia(4/2/2015)
RR
Indiana(7/25/2019)
RR
Maine(8/28/2008)
RR
Maryland(11/12/2015)
RR
Massachusetts(8/28/2008)
RR
Minnesota(10/2/2020)
RR
New Hampshire(10/24/2012)
RR
New Jersey(6/5/2013)
RR
New York(7/7/2006)
RR
Ohio(5/24/2023)
RR
Pennsylvania(5/23/2023)
RR
Rhode Island(8/28/2008)
IAR
Rhode Island(9/28/2020)
RR
South Carolina(5/27/2021)
RR
Virginia(10/2/2020)
RR
Wisconsin(6/20/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387North Scituate, RI 02857TRUST BUT VERIFY
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