Paul A. Curley

PATHWAY INVESTMENTS

Humboldt, SD

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CRD#: 5148382

Professional summary

Paul Andrew Curley is a registered financial advisor currently at PATHWAY INVESTMENTS, LLC located in Humboldt, South Dakota.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Paul has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT; INSURANCE SALES AND SERVICES; APPROXIMATELY 50% OF TIME IN THIS BUSINESS; SINCE 10/2008. TAX PREP BUSINESS 12/2023.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Andrew Curley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 18, 2014 - Present

PATHWAY INVESTMENTS, LLC

RIA

CRD#: 170436

Humboldt, SD

Past

January 13, 2010 - December 23, 2013

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

MADISON, SD

Past

March 5, 2009 - December 23, 2013

ONEAMERICA SECURITIES, INC.

CRD#: 4173

MADISON, SD

Past

August 22, 2006 - January 9, 2009

MWA FINANCIAL SERVICES INC.

CRD#: 112630

MADISON, SD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Dakota
(2/18/2014)

IAR

Wisconsin
(8/28/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/21/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/8/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/21/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PATHWAY INVESTMENTS, LLC

CRD#: 170436 / SEC#:

South Dakota

Registered Investment Advisory firm - (2/18/2014 Approved)

Wisconsin

Registered Investment Advisory firm - (8/21/2024 Approved)

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Contact information

Main Address

Sioux Falls, SD

Mailing Address

Phone number

(605) 427-0850

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	67
AUM (Assets Under Management)	$ 5,534,393

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul A. Curley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Andrew Curley's CRS (Customer Relationship Summary).

Certified licenses

Experience

PATHWAY INVESTMENTS, LLC

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

MWA FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/21/2009

Series 63

Date: 9/8/2006

Series 6

Date: 8/21/2006

Current Firm

PATHWAY INVESTMENTS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PATHWAY INVESTMENTS, LLC

TRUST BUT VERIFY

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