Oren G. Livnat
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Oren Gabriel Livnat, who also goes by Oren G Livnat, was a registered financial professional .
Oren is a previously registered financial professional and started their career in finance in 2006. Oren had worked at 4 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2017 - May 15, 2025
H.C.WAINWRIGHT & CO., LLC
March 25, 2014 - April 22, 2015
CITIZENS JMP SECURITIES, LLC
September 8, 2009 - March 25, 2014
JEFFERIES LLC
December 8, 2006 - August 20, 2009
NATIXIS SECURITIES AMERICAS LLC
State Registrations and Notice Filings
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Exams
Current Firm
H.C.WAINWRIGHT & CO., LLC
CRD#: 375 / SEC#: , 8-43115
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 16 |
Red Flags
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