KG
Kristopher J. Goeden
PRINCIPAL ASSET MANAGEMENT
Des Moines, IA 50392
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CRD#: 5147579
KG
Professional summary
Kristopher James Goeden, AIF® is a registered financial advisor currently at PRINCIPAL ASSET MANAGEMENT located in Des Moines, Iowa and PRINCIPAL FUNDS DISTRIBUTOR, INC. located in Des Moines, Iowa.
Kristopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Kristopher has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 51, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates. 2) Unless Ventures, LLC, CEO. Holding company of multiple business lines include development of real estate lots, book self-publishing and farm equipment leasing. Not investment related. 3204 163rd St Urbandale, IA 50323. 4 hours per week, 0 hours during trading. Compensation includes potential land appreciation, revenue from book sales, and the receipt of equipment lease payments. Effective 03/22/2022. 3) Unless Leasing & Rentals, LLC - CEO. Rental company focusing on campers, trailers, recreational vehicles, construction vehicles. 3204 163rd St Urbandale, IA 50323. 2 hours per week, 0 hours during trading. Compensation includes receipt of equipment lease payments. Effective 06/18/2025.
CRS (Client Relationship Summary) - RIA
Click below to view Kristopher James Goeden's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 30, 2018 - Present
PRINCIPAL ASSET MANAGEMENT
Office #1: 711 High Street, Des Moines, IA 50392RIA
CRD#: 109002
Des Moines, IA
Current
October 1, 2010 - Present
PRINCIPAL FUNDS DISTRIBUTOR, INC.
Office #1: 711 High Street, Des Moines, IA 50392BD
CRD#: 43261
DES MOINES, IA
Past
February 17, 2012 - October 30, 2018
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
DES MOINES, IA
Past
February 16, 2012 - December 26, 2018
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Past
August 31, 2007 - October 4, 2010
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
DES MOINES, IA
Past
August 30, 2007 - October 4, 2010
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Past
October 4, 2006 - July 27, 2007
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
WEST DES MOINES, IA
Past
July 7, 2006 - July 27, 2007
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
WEST DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PRINCIPAL ASSET MANAGEMENT
ALIGNED INVESTORS | QUALITY CORE INVESTORS | PRINCIPAL PORTFOLIO STRATEGIES | PRINCIPAL ORIGIN | PRINCIPAL MORLEY | PRINCIPAL INVESTMENT SOLUTIONS | PRINCIPAL GLOBAL INVESTORS, LLC | PRINCIPAL GLOBAL INVESTORS | PRINCIPAL GLOBAL FIXED INCOME | PRINCIPAL GLOBAL EQUITIES | PRINCIPAL GLOBAL ASSET ALLOCATION STRATEGIES | PRINCIPAL GLOBAL ADVISORS | PRINCIPAL FIXED INCOME | PRINCIPAL FINISTERRE | PRINCIPAL FINANCIAL ADVISORS | PRINCIPAL EQUITIES | PRINCIPAL EDGE | PRINCIPAL DYNAMIC GROWTH | PRINCIPAL CLARITAS | PRINCIPAL CAPITAL MANAGEMENT LLC | PRINCIPAL CAPITAL | PRINCIPAL ASSET MANAGEMENT | PRINCIPAL ASSET ALLOCATION | PRINCIPAL ALTERNATIVE CREDIT | PRINCIPAL ALIGNED | MULTI-ASSET ADVISORS | MORLEY CAPITAL MANAGEMENT | MACRO CURRENCY GROUP | EDGE ASSET MANAGEMENT | COLUMBUS CIRCLE INVESTORS
CRD#: 109002 / SEC#: 801-55959
RIA
Registered Investment Advisory firm - (10/26/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/8/2015)
RR
Alaska(9/14/2015)
RR
Arizona(10/9/2015)
RR
Arkansas(10/12/2015)
RR
California(8/28/2015)
RR
Colorado(8/31/2015)
RR
Connecticut(9/11/2015)
RR
Delaware(11/6/2015)
RR
District of Columbia(9/14/2015)
RR
Florida(8/31/2015)
RR
Georgia(9/11/2015)
RR
Hawaii(10/21/2015)
RR
Idaho(9/11/2015)
RR
Illinois(9/14/2015)
RR
Indiana(9/16/2015)
RR
Iowa(2/27/2012)
IAR
Iowa(10/30/2018)
RR
Kansas(8/31/2015)
RR
Kentucky(10/12/2015)
RR
Louisiana(9/14/2015)
RR
Maine(9/14/2015)
RR
Maryland(9/14/2015)
RR
Massachusetts(10/9/2015)
RR
Michigan(10/8/2015)
RR
Minnesota(9/18/2015)
RR
Mississippi(9/22/2015)
RR
Missouri(9/14/2015)
RR
Montana(9/14/2015)
RR
Nebraska(9/11/2015)
RR
Nevada(9/22/2015)
RR
New Hampshire(9/21/2015)
RR
New Jersey(9/14/2015)
RR
New Mexico(9/14/2015)
RR
New York(8/31/2015)
RR
North Carolina(9/14/2015)
RR
North Dakota(9/15/2015)
RR
Ohio(9/11/2015)
RR
Oklahoma(9/14/2015)
RR
Oregon(10/15/2015)
RR
Pennsylvania(8/31/2015)
RR
Rhode Island(9/14/2015)
RR
South Carolina(9/14/2015)
RR
South Dakota(9/15/2015)
RR
Tennessee(9/15/2015)
RR
Texas(9/11/2015)
RR
Utah(9/11/2015)
RR
Vermont(10/9/2015)
RR
Virgin Islands(2/12/2020)
RR
Virginia(9/11/2015)
RR
Washington(9/14/2015)
RR
West Virginia(9/24/2015)
RR
Wisconsin(9/1/2015)
RR
Wyoming(9/14/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PRINCIPAL ASSET MANAGEMENT
ALIGNED INVESTORS | QUALITY CORE INVESTORS | PRINCIPAL PORTFOLIO STRATEGIES | PRINCIPAL ORIGIN | PRINCIPAL MORLEY | PRINCIPAL INVESTMENT SOLUTIONS | PRINCIPAL GLOBAL INVESTORS, LLC | PRINCIPAL GLOBAL INVESTORS | PRINCIPAL GLOBAL FIXED INCOME | PRINCIPAL GLOBAL EQUITIES | PRINCIPAL GLOBAL ASSET ALLOCATION STRATEGIES | PRINCIPAL GLOBAL ADVISORS | PRINCIPAL FIXED INCOME | PRINCIPAL FINISTERRE | PRINCIPAL FINANCIAL ADVISORS | PRINCIPAL EQUITIES | PRINCIPAL EDGE | PRINCIPAL DYNAMIC GROWTH | PRINCIPAL CLARITAS | PRINCIPAL CAPITAL MANAGEMENT LLC | PRINCIPAL CAPITAL | PRINCIPAL ASSET MANAGEMENT | PRINCIPAL ASSET ALLOCATION | PRINCIPAL ALTERNATIVE CREDIT | PRINCIPAL ALIGNED | MULTI-ASSET ADVISORS | MORLEY CAPITAL MANAGEMENT | MACRO CURRENCY GROUP | EDGE ASSET MANAGEMENT | COLUMBUS CIRCLE INVESTORS
CRD#: 109002 / SEC#: 801-55959
RIA
Registered Investment Advisory firm - (10/26/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
801 Grand Ave, Des Moines, IA 50392-0001
Mailing Address
711 High Street, Des Moines, IA 50392-0001
Phone number
(800) 787-1621
Established
Firm type
Fiscal year end
# of Employees
1,350
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,399 |
| AUM (Assets Under Management) | $ 364,035,359,901 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 10/28/2024 | ||
| 11/28/2023 | ||
| 09/28/2023 | ||
| 12/20/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PRINCIPAL ASSET MANAGEMENT
CRD#: 109002Des Moines, IA 50392TRUST BUT VERIFY
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