Nicholas D. Stevens

EVERGREEN WEALTH MANAGEMENT

Boston, MA 02116

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CRD#: 5147260

Professional summary

Nicholas Dana Stevens, CFP®, who also goes by Nicholas D Stevens, Nicholas Stevens, Nick D Stevens, Nick Stevens, is a registered financial advisor currently at EVERGREEN WEALTH MANAGEMENT located in Boston, Massachusetts.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Nicholas has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicholas D Stevens | Nicholas Stevens | Nick D Stevens | Nick Stevens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Nicholas Dana Stevens owns two rental properties located at 40-42 Cabot Street Everett MA 02149 and 2 Sprague Street Revere MA 02151. His duties involve managing day to day activities and handling tenant relationships, hiring a broker to find new tenants when one moves out and hiring contractors to make repairs at the properties. Each property takes approximately 2 hours per month. This is not investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Dana Stevens's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

July 8, 2021 - Present

EVERGREEN WEALTH MANAGEMENT

Office #1: 399 Boylston St 6th Floor, Boston, MA 02116

RIA

CRD#: 313909

Boston, MA

Past

July 13, 2018 - July 19, 2021

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

January 6, 2012 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

BOSTON, MA

Past

November 10, 2009 - July 14, 2021

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BOSTON, MA

Past

September 13, 2006 - May 15, 2009

ALLEN & COMPANY OF FLORIDA, LLC

RIA

CRD#: 25

LAKELAND, FL

Past

July 6, 2006 - May 15, 2009

ALLEN & COMPANY OF FLORIDA, LLC

CRD#: 25

LAKELAND, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(1/4/2022)

IAR

New Hampshire
(7/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/8/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/5/2006

General Securities Representative Examination

Current Firm

EVERGREEN WEALTH MANAGEMENT

EVERGREEN RETIREMENT PLANNING | EVERGREEN WEALTH MANAGEMENT LLC | EVERGREEN WEALTH MANAGEMENT

CRD#: 313909 / SEC#:

Massachusetts

Registered Investment Advisory firm - (1/4/2022 Approved)

New Hampshire

Registered Investment Advisory firm - (7/8/2021 Approved)

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Contact information

Main Address

399 Boylston St 6th Floor, Boston, MA 02116

Mailing Address

Po Box 170069, Boston, MA 02117

Phone number

(978) 495-6848

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	82
AUM (Assets Under Management)	$ 33,840,990

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicholas D. Stevens

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Dana Stevens's CRS (Customer Relationship Summary).

Certified licenses

Experience

EVERGREEN WEALTH MANAGEMENT

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

ALLEN & COMPANY OF FLORIDA, LLC

ALLEN & COMPANY OF FLORIDA, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/8/2006

SIE

Date: 10/1/2018

Series 7

Date: 7/5/2006

Current Firm

EVERGREEN WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EVERGREEN WEALTH MANAGEMENT

TRUST BUT VERIFY

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