Brian S. Sadler

BOARDWALK CAPITAL MANAGEMENT

Atlanta, GA

Some features on this profile are disabled

CRD#: 5146402

Professional summary

Brian Scott Sadler, who also goes by Brian Sadler, is a registered financial advisor currently at BOARDWALK CAPITAL MANAGEMENT, INC. located in Atlanta, Georgia.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Brian has worked at 2 firms and has passed the Series 66, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Sadler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WATERFRONT DEVELOPMENTS, INC. AND PRESIDENTIAL SUITES, INC. OF ATLANTA, GA ARE PACKAGERS OF INVESTMENT VEHICLES AROUND DISTRESSED REAL ESTATE PROPERTIES. MR. SADLER IS A CONSULTANT FOR THESE COMPANIES AND RECEIVES COMPENSATION FOR PACKAGING AND MANAGING THE REAL ESTATE INVESTMENTS. MR. SADLER SPENDS APPROXIMATELY 20% OF HIS TIME ON SUCH ACTIVITIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Scott Sadler's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 8, 2009 - Present

BOARDWALK CAPITAL MANAGEMENT, INC.

RIA

CRD#: 150487

Atlanta, GA

Past

June 5, 2006 - December 31, 2008

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(6/8/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/10/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 3

Date: 5/30/2008

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 6/2/2006

General Securities Representative Examination

Current Firm

BOARDWALK CAPITAL MANAGEMENT, INC.

CRD#: 150487 / SEC#:

Georgia

Registered Investment Advisory firm - (6/8/2009 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Atlanta, GA

Mailing Address

Phone number

(404) 343-2026

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	86
AUM (Assets Under Management)	$ 52,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brian S. Sadler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Scott Sadler's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOARDWALK CAPITAL MANAGEMENT, INC.

GOLDMAN SACHS & CO. LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/10/2006

Series 3

Date: 5/30/2008

Series 7

Date: 6/2/2006

Current Firm

BOARDWALK CAPITAL MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BOARDWALK CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

Similar Advisors