David A. Fowler

HIGH MOUNTAIN FINANCIAL PLANNING

Hawthorne, NJ

Some features on this profile are disabled

CRD#: 5146297

Professional summary

David Alan Fowler, CFP®, who also goes by David A Fowler, is a registered financial advisor currently at HIGH MOUNTAIN FINANCIAL PLANNING located in Hawthorne, New Jersey and SMARTPATH ADVISORS located in Fort Myers, Florida.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. David has worked at 7 firms and has passed the Series 7 exam.

Biography

WHO I SERVE

As an avid outdoorsman (I love hiking/backpacking & trail running) and entrepreneur, I enjoy working with people who have an affinity for the Great Outdoors and/or are dealing with the many challenges of owing a business. With that in mind, I work with:

• Outdoor Industry Professionals
• Outdoor Enthusiasts
• Solopreneurs

If you love the outdoors, work outdoors, or work for yourself - let’s have a conversation. 

OUTSIDE OF WORK

When I'm out of the office I spend my time in the wilderness, with my wife, in a good book, or at my church.

Question & Answer

What are your service offerings?

Investment Planning

Comprehensive Financial Planni...

Estate Planning

Insurance Planning

Retirement Planning

Do you have an area of expertise or specialization?

Business Owners

Entrepreneurs

Investment Advice with Ongoing...

Millennials

Retirement Plan Investment Adv...

Retirement Planning & Distribu...

Are you a "fiduciary"?

Yes

Aliases

David A Fowler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

High Mountain Financial Coaching LLC dba High Mountain Financial Planning 12709 Devonshire Lakes Drive Fort Myers, Fl 33913 The business is investment related. The business does Financial Planning & Investment Management. The start of the relationship was 2021 - when the business was founded. Approx. 20-25 hours per week are devoted to the other business. Approx 15-20 hours per week are during securities trading hours. The duties include financial planning and investment management for clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Alan Fowler's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

February 17, 2021 - Present

HIGH MOUNTAIN FINANCIAL PLANNING

RIA

CRD#: 312552

Hawthorne, NJ

Current

July 9, 2024 - Present

SMARTPATH ADVISORS

RIA

CRD#: 304563

Fort Myers, FL

Past

July 27, 2022 - June 27, 2024

ORIGIN INVESTMENT ADVISORY LLC

RIA

CRD#: 305353

HAWTHORNE, NJ

Past

May 12, 2015 - February 22, 2021

DIVERSIFIED STRATEGIES LLC

RIA

CRD#: 165398

SADDLE BROOK, NJ

Past

April 16, 2009 - November 4, 2009

SPC

RIA

CRD#: 110692

BERGENFIELD, NJ

Past

February 25, 2009 - November 4, 2009

PARKLAND SECURITIES, LLC

CRD#: 115368

BERGENFIELD, NJ

Past

August 25, 2006 - February 27, 2009

NYLIFE SECURITIES LLC

CRD#: 5167

SADDLE BROOK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/1/2023)

IAR

Texas
(7/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 8/3/2006

General Securities Representative Examination

Current Firm

HIGH MOUNTAIN FINANCIAL PLANNING

HIGH MOUNTAIN FINANCIAL COACHING LLC | HIGH MOUNTAIN FINANCIAL PLANNING

CRD#: 312552 / SEC#:

Florida

Registered Investment Advisory firm - (12/1/2023 Approved)

New Jersey

Registered Investment Advisory firm - (1/6/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Fort Myers, FL

Mailing Address

Phone number

(201) 477-0667

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	11
AUM (Assets Under Management)	$ 775,069

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David A. Fowler

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Alan Fowler's CRS (Customer Relationship Summary).

Certified licenses

Experience

HIGH MOUNTAIN FINANCIAL PLANNING

SMARTPATH ADVISORS

ORIGIN INVESTMENT ADVISORY LLC

DIVERSIFIED STRATEGIES LLC

SPC

PARKLAND SECURITIES, LLC

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 7

Date: 8/3/2006

Current Firm

HIGH MOUNTAIN FINANCIAL PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HIGH MOUNTAIN FINANCIAL PLANNING

TRUST BUT VERIFY

Contact information

Similar Advisors