Aviam Eric Navo
Professional Summary
Aviam Eric Navo was a registered financial advisor. Aviam was a previously registered financial professional and started their career in finance 2006 - 2015. Aviam had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
20 years in the financial services industry
Current & Past Employments
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Current Firm
D.E. SHAW FINANCIAL PRODUCTS, INC. | KBC SECURITIES USA, INC. | KBC SECURITIES USA LLC | KBC FINANCIAL PRODUCTS USA, INC. | KBC FINANCIAL PRODUCTD USA, INC. | D.E. SHAW FINANCIAL PRODUCTS, L.P.
Contact Information
Established
Delaware since 10/22/1999Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KBC BANK N.V. | SHAREHOLDER | — |
| RAGUSA, ROSALBA | FINANCIAL AND OPERATIONS PRINCIPAL, CHIEF COMPLIANCE OFFICER & PRIMARY ANTI-MONEY LAUNDERING OFFICER | 2830587 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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