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RC

Roger S. Christopher

SC&H CAPITAL
COLUMBIA, MD 21044
Some features on this profile are disabled
CRD#: 5145875
RC

Professional summary

Roger Sean Christopher is a registered financial professional currently at SC&H CAPITAL CORPORATION located in Columbia, Maryland.

Roger is registered as a RR (Registered Representative) and started their career in finance in 2007. Roger has worked at 6 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Roger Sean Christopher's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 10, 2025 - Present

SC&H CAPITAL CORPORATION

Office #1: 11000 Broken Land Parkway, Columbia, MD 21044
BD
CRD#: 148291
COLUMBIA, MD
Past

October 19, 2023 - August 6, 2024

CROSSTREE CAPITAL SECURITIES, LLC

BD
CRD#: 154675
TAMPA, FL
Past

June 4, 2014 - August 3, 2023

FAIRMOUNT PARTNERS LP

BD
CRD#: 146668
RADNOR, PA
Past

June 21, 2012 - May 15, 2013

HOULIHAN LOKEY CAPITAL, INC.

BD
CRD#: 17708
MCLEAN, VA
Past

January 5, 2012 - June 11, 2012

KPMG CORPORATE FINANCE LLC

BD
CRD#: 103973
BALTIMORE, MD
Past

February 27, 2007 - July 6, 2011

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/23/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/26/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SC
SC&H CAPITAL CORPORATION
DOING BUSINESS AS "SC&H CAPITAL" | STOUT CAUSEY CAPITAL CORPORATION | SC&H CAPITAL CORPORATION

CRD#: 148291 / SEC#: , 8-68003

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
11000 Broken Land Parkway, Columbia, MD 21044
Mailing Address
11000 Broken Land Parkway, Columbia, MD 21044
Phone number
(410) 988-1359
Established
Maryland since 10/25/2004
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SC&H GROUP, INC.OWNER
HOPKINS, THOMAS JOHNFINOP/CFO1835087
ROBERSON, MATTHEW ROSSPRESIDENT/CEO/CHIEF COMPLIANCE OFFICER5590099

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SC&H CAPITAL CORPORATION

CRD#: 148291Columbia, MD 21044

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