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Pedro Montoya

PAR5 CAPITAL & CO
Miami, FL
·CRD# 5145804·19 years registered

Professional Summary

Pedro Montoya, who also goes by Pedro Enrique Montoya, Pedro Montoya, is a registered financial advisor currently at PAR5 CAPITAL & CO LLC located in Miami, Florida. Pedro is registered as a RR (Registered Representative) and started their career in finance in 2007. Pedro has worked at 9 firms and has passed the Series 63, Series 66, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Pedro Enrique Montoya, Pedro Montoya

Blog Corner

More Resources

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Videos & Posts

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years registered in the securities industry

Current & Past Employments

Current

PAR5 CAPITAL & CO LLCCurrent·CRD# 134657
BD
600 Brickell Avenue Suite 2520, Miami, FL 33131
November 5, 2026 - Present

Past

BB SECURITIESPast·CRD# 132701
BD
Miami, FL
July 7, 2026 - July 15, 2026
ITAU INTERNATIONAL SECURITIES INC.Past·CRD# 144769
BD
Miami, FL
December 5, 2019 - June 23, 2026
MIURA CAPITAL, LLCPast·CRD# 146193
BD
Miami, FL
January 24, 2018 - December 3, 2019
SOUZA BARROS SECURITIES, INCPast·CRD# 149032
BD
Miami, FL
May 4, 2011 - June 2, 2016
UBS FINANCIAL SERVICES INC.Past·CRD# 8174
RIA
Miami, FL
January 12, 2011 - May 3, 2011
UBS FINANCIAL SERVICES INC.Past·CRD# 8174
BD
Miami, FL
January 11, 2011 - May 3, 2011
ITA FINANCIAL SERVICES, LLCPast·CRD# 38649
BD
Miami, FL
November 11, 2010 - January 5, 2011
LEVELX CAPITAL LLCPast·CRD# 117028
BD
Brooklyn, NY
April 9, 2009 - August 13, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
RIA
Coral Gables, FL
November 1, 2007 - April 22, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
Coral Gables, FL
April 4, 2007 - April 22, 2009

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Current Firm

PC
PAR5 CAPITAL & CO LLC

GLOBAL CREDIT PARTNERS, LLC | PAR5 CAPITAL & CO LLC

CRD#: 134657 / SEC#: 8-66850
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

600 Brickell Avenue Suite 2520, Miami, FL 33131

Mailing Address

600 Brickell Avenue Suite 2520, Miami, FL 33131

Phone Number

(786) 638-5650

Established

Delaware since 11/23/2004

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (11 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PAR HOLDINGS, LLCMEMBER—
AJMANI, AJIT SINGHPRESIDENT5188424
LOUDON, DENNIS EDWARDCEO & COO1146852
REID, LISA N.CHIEF COMPLIANCE OFFICER4915043
VALDES, CARLOSCFO/PFO2353403

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2026About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Oct 2007About the Series 66 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Aug 2009

Series 7 — General Securities Representative Examination

Passed Apr 2007About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2014About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Pedro Montoya's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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