Pedro Montoya
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pedro Montoya, who also goes by Pedro Enrique Montoya, Pedro Montoya, was a registered financial professional .
Pedro is a previously registered financial professional and started their career in finance in 2007. Pedro had worked at 8 firms and has passed the Series 63, Series 66, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2026 - July 15, 2026
BANCO DO BRASIL SECURITIES LLC
December 5, 2019 - June 23, 2026
ITAU INTERNATIONAL SECURITIES INC.
January 24, 2018 - December 3, 2019
MIURA CAPITAL, LLC
May 4, 2011 - June 2, 2016
SOUZA BARROS SECURITIES, INC
January 12, 2011 - May 3, 2011
UBS FINANCIAL SERVICES INC.
January 11, 2011 - May 3, 2011
UBS FINANCIAL SERVICES INC.
November 11, 2010 - January 5, 2011
ITA FINANCIAL SERVICES, LLC
April 9, 2009 - August 13, 2010
LEVELX CAPITAL LLC
November 1, 2007 - April 22, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 4, 2007 - April 22, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/14/2009
Limited Representative-Equity Trader ExamCurrent Firm
BANCO DO BRASIL SECURITIES LLC
CRD#: 132701 / SEC#: , 8-66625
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANCO DO BRASIL S.A. | SOLE MEMBER | |
| ABREU, JULIANO MARCATTO DE | MEMBER OF THE BOARD OF DIRECTORS | 7971425 |
| FRANCA, MELISSA BUENO | CHIEF COMPLIANCE OFFICER & AMLCO | 5185735 |
| FRUET JUNIOR, JOAO FRANCISCO | MEMBER OF THE BOARD OF DIRECTORS | 6759546 |
| INCERROMEO, MARIA ESTIBALIZ | CHIEF INVESTMENT OFFICER | 5885341 |
| MOREIRA, JEFERSON MUNHOZ | CHIEF BUSINESS OFFICER / BOM | 5083219 |
| PORTNOFF, DAVID ROSS | FINOP/CFO | 2977967 |
| RIOS NOGALES GARCES, FABIO LUIS | PRINCIPAL OPERATIONS OFFICER | 5788772 |
| ROSSI, GUILHERME ALEXANDRE | MEMBER OF THE BOARD OF DIRECTORS | 7824752 |
| SILVA ROSOSTOLATO, DIOGO | CHIEF EXECUTIVE OFFICER | 7629292 |
| VEZZARO, JULIO CESAR | MEMBER OF THE BOARD OF DIRECTORS | 7425235 |
Disclosures
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
