Mark R. Flatow

REVISE CAPITAL LLC

Brookfield, WI

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CRD#: 5145191

Professional summary

Mark Robert Flatow, who also goes by Mark R Flatow, is a registered financial advisor currently at REVISE CAPITAL LLC located in Brookfield, Wisconsin.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Mark has worked at 8 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark R Flatow

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Portfolio Manager; Associated Bank; Is the business investment related: Yes; Location of the business: 200 N Adams St Green Bay Wisconsin 54301 United States; Description of the business: Bank Trust Company; Responsibilities Duties: Portfolio management and administration; Start date with business: 2025-02-24; Hours per month devoted to business during trading hours: 130; Hours per month devoted to business outside trading hours: 40; Percentage of total yearly compensation expected to be derived from the business: 100

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Robert Flatow's CRS (Customer Relationship Summary).

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Houston, TX

Past

February 12, 2015 - April 17, 2018

CRD#: 149777

HOUSTON, TX

Past

February 5, 2007 - February 3, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

HOUSTON, TX

Past

December 18, 2006 - February 3, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(8/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/3/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 7/26/2016

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 12/17/2006

General Securities Representative Examination

Current Firm

REVISE CAPITAL LLC

CRD#: 327778 / SEC#:

Wisconsin

Registered Investment Advisory firm - (8/23/2023 Approved)

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Contact information

Main Address

Green Bay, WI

Mailing Address

Phone number

(713) 823-6616

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	13
AUM (Assets Under Management)	$ 8,314,422

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark R. Flatow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Robert Flatow's CRS (Customer Relationship Summary).

Certified licenses

Experience

DRAKE & ASSOCIATES, LLC

INSCRIPTION FAMILY OFFICE, LLC

INSCRIPTION CAPITAL, LLC

PURSHE KAPLAN STERLING INVESTMENTS

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY

MORGAN STANLEY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 2/3/2007

SIE

Date: 10/1/2018

Series 3

Date: 7/26/2016

Series 7

Date: 12/17/2006

Current Firm

REVISE CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

REVISE CAPITAL LLC

TRUST BUT VERIFY

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