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Neil Ashtyn Brown

Neil A. Brown

BURKETT FINANCIAL SERVICES
West Columbia, SC 29169
Some features on this profile are disabled
CRD#: 5145080
Neil Ashtyn Brown

Professional summary

Neil Ashtyn Brown, CFP®, who also goes by James Corneilous Brown Jr, is a registered financial advisor currently at BURKETT FINANCIAL SERVICES, LLC located in West Columbia, South Carolina.

Neil is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Neil has worked at 2 firms .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

James Corneilous Brown Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
REGISTRANT TEACHES FINANCIAL PLANNING TO OTHER PROFESSIONALS (FOR EXAMPLE THE CFP REVIEW COURSE) THROUGH A SEPARATE ENTITY CALLED ADVANCED FINANCIAL PLANNING LLC. MR. BROWN SPENDS LESS THAN 10% OF HIS TIME ON THIS OTHER BUSINESS ACTIVITY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neil Ashtyn Brown's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1997

Experience

Current

February 15, 2007 - Present

BURKETT FINANCIAL SERVICES, LLC

Office #1: 3101 Sunset Blvd, West Columbia, SC 29169
RIA
CRD#: 140168
West Columbia, SC
Past

June 13, 2006 - January 20, 2017

FREEMAN WEALTH MANAGEMENT LLC

RIA
CRD#: 140416
DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BURKETT FINANCIAL SERVICES, LLC
BURKETT FINANCIAL SERVICES, LLC

CRD#: 140168 / SEC#: 801-67535

RIA
Registered Investment Advisory firm - (1/29/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
South Carolina
(2/15/2007)
IAR
Texas
(1/17/2017)

Exams

Current Firm

BF
BURKETT FINANCIAL SERVICES, LLC
BURKETT FINANCIAL SERVICES, LLC

CRD#: 140168 / SEC#: 801-67535

RIA
Registered Investment Advisory firm - (1/29/2007 Approved)
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Contact information

Main Address
128 East Main Street Suite 101, Rock Hill, SC 29730
Mailing Address
Phone number
(803) 980-3232
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BURKETT FINANCIAL SERVICES COMPLETE BROCHURE (2/13/2025)

Regulatory assets under management

Total Number of Accounts1,579
AUM (Assets Under Management)$ 490,786,468

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BURKETT FINANCIAL SERVICES, LLC

CRD#: 140168West Columbia, SC 29169

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