Hugh J. Oshea
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hugh Joseph Oshea, who also goes by Hugh Joseph O'shea, was a registered financial professional .
Hugh is a previously registered financial professional and started their career in finance in 2006. Hugh had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2017 - February 4, 2019
CHIMERA SECURITIES, LLC
January 17, 2017 - November 16, 2017
ELDER PLANNING ADVISORS OF MAINE, INC.
March 23, 2011 - January 3, 2017
CHIMERA SECURITIES, LLC
September 3, 2009 - March 5, 2010
MADISON PROPRIETARY TRADING GROUP, LLC
May 10, 2006 - September 10, 2009
G-2 TRADING,LLC
State Registrations and Notice Filings
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Exams
Current Firm
CHIMERA SECURITIES, LLC
CRD#: 147566 / SEC#: , 8-67915
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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