Derek E. Bentley
Professional summary
Derek E Bentley, who also goes by Derek E Bentley, is a registered financial professional currently at SOLOMON PARTNERS SECURITIES, LLC located in New York, New York.
Derek is registered as a RR (Registered Representative) and started their career in finance in 2006. Derek has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Derek E Bentley's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 7, 2024 - Present
SOLOMON PARTNERS SECURITIES, LLC
Office #1: 1251 Avenue Of The Americas 32nd Floor, New York, NY 10020April 1, 2020 - May 22, 2024
NOMURA SECURITIES INTERNATIONAL, INC.
October 5, 2012 - April 5, 2021
NOMURA GREENTECH CAPITAL ADVISORS, LLC
October 3, 2006 - September 28, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/7/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
SOLOMON PARTNERS SECURITIES, LLC
CRD#: 28041 / SEC#: , 8-43369
Contact information
FINRA licenses (34 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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