Sholum Shalumov
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sholum Shalumov, who also goes by Sam Shalumov, was a registered financial professional .
Sholum is a previously registered financial professional and started their career in finance in 2006. Sholum had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2011 - March 27, 2012
T3 TRADING GROUP, LLC
June 8, 2010 - January 26, 2011
CHASE INVESTMENT SERVICES CORP.
November 11, 2008 - May 28, 2010
MSI FINANCIAL SERVICES, INC.
April 22, 2008 - August 26, 2008
FIS BROKERAGE & SECURITIES SERVICES LLC
August 14, 2007 - October 10, 2007
FIS BROKERAGE & SECURITIES SERVICES LLC
November 24, 2006 - April 12, 2007
FIS BROKERAGE & SECURITIES SERVICES LLC
August 25, 2006 - November 30, 2006
ATLAS TRADING
May 15, 2006 - August 25, 2006
G-2 TRADING,LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
