AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
TG

Todd Don Giddens

CRD# 5143926·Registered 2006 - 2025
Previously Registered: Being a previously registered professional could mean that Todd is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Todd Don Giddens was a registered financial advisor. Todd was a previously registered financial professional and started their career in finance 2006 - 2025. Todd had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

—

Fiduciary Standard

—

Fee Structure

—

Account Minimum

—

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

No current employment

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

12 years in the financial services industry

Current & Past Employments

AVANTAX ADVISORY SERVICES·CRD# 104556
RIA
Warner Robins, GA
October 25, 2019 - July 11, 2025
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Warner Robins, GA
October 25, 2019 - July 11, 2025
1ST GLOBAL CAPITAL CORP.·CRD# 30349
BD
Warner Robins, GA
January 5, 2018 - October 25, 2019
1ST GLOBAL ADVISORS INC·CRD# 111133
RIA
Warner Robins, GA
October 6, 2017 - October 25, 2019
1ST GLOBAL ADVISORS INC·CRD# 111133
RIA
Warner Robins, GA
December 11, 2006 - December 31, 2009
1ST GLOBAL CAPITAL CORP.·CRD# 30349
BD
Warner Robins, GA
July 14, 2006 - December 31, 2009

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

AA
AVANTAX ADVISORY SERVICES

1ST GLOBAL ADVISORY SERVICES | HD VEST ADVISORY SERVICES | H.D. VEST ADVISORY SERVICES, INC | AVANTAX WEALTH MANAGEMENT | AVANTAX ADVISORY SERVICES, INC. | AVANTAX ADVISORY SERVICES

CRD#: 104556 / SEC#: 801-29892

Contact Information

Main Address

3200 Olympus Blvd Suite 100, Dallas, TX 75019

Phone Number

(972) 870-6000

# of Employees

2,278

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV 2A FIRM BROCHURE (3/31/2025)

Regulatory Assets Under Management

Total Number of Accounts

140,306

AUM (Assets Under Management)

$46,109,939,749

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/13/2024Cover PageReport
11/28/2023Cover PageReport

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Lynda S. Franklin's Will, PO Box 4008, Eastman, GA 31023, Executor, Mrs. Franklin is still in life.INV RELATED: No, 0 hours during trading, 0 hours per year, currently. 2) Will of Darlene McGlamry, PO Box 6495, Macon, GA 31208-6495,Executor, Mrs. McGlamry is still in life.INV RELATED: No, Will dated 7-11-2017 3) NICHOLS, CAULEY & ASSOCIATES, LLC POS: Member NATURE: CPA firm. I am a member (equity member) of the firm. The firm is a full service CPA firm with 9 offices. INV RELATED: No, # HRS: 200 SEC TRADING HRS: 167 START: 11/01/2004 ADDRESS: 400 Corder Road, Warner Robins GA DESC.: Member. Primarily Tax, Audit, and Consulting. On the firm's executive committee. 4) NICHOLS, CAULEY FINANCIAL SERVICES, LLC POSITION: o NATURE: It is a branch of the CPA firm. I have very little if any involvement at this point. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 400 Corder Road, Warner Robins GA DESCRIPTION: None. Very little. 5) LAURENS-HOUSON PROPERTIES, LLC POSITION: 12.5 % owner NATURE: Owns rental real estate. NCA office buildings, plus a few other buildings. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/19/2015 ADDRESS: 400 Corder Road, Warner Robins GA DESCRIPTION: Manage rentals of properties. Takes little time. 6) LAURENS SOLAR, LLC POSITION: Investor NATURE: Passive investments in other activities INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: 1300 Bellevue Avenue, Dublin GA DESCRIPTION: None 7) LSCT FUND I, LLC POSITION: Investor NATURE: Purchase of Conservation Easements INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2014 ADDRESS: 2800 Century Parkway, Atlanta GA DESCRIPTION: None 8) THE LSF FAMILY TRUST POSITION: Trustee NATURE: Defective Grantor Trust set up for Estate Planning Purposes. Holds stock of Closely Held Entites INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/30/1998 ADDRESS: PO Box 4008, Eastman GADESCRIPTION: Trustee. Little activity at present time. 9) 21ST CENTURY PARTNERSHIP FOUNDATION, INC. POSITION: Board member NATURE: Nonprofit, the purpose of which is to support of Robins Air Force Base. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/21/2020 ADDRESS: 804 Park Dr., Warner Robins GA 31088, DESCRIPTION: Serve on the board. No authority over accounts, the GL or anything of that nature. Specific duties: Provide governance and oversight of the entity, financial management oversight, provide strategic direction in carrying out the mission to enhance Robins Air Force Base and the economic development of Middle Georgia. Selection of the Executive Director. Overall strategic planning for the entity. 10) BEVERLY STUCKEY FRANKLIN POSITION: Executor of Will, Trustee of Trust created under Will, Trustee of Insurance Trust NATURE: Executor of her WillTrustee of Trusts created under her Will, Trustee of Insurance Trust Note: Beverly is the daughter of Lynda S. Franklin. I have already been approved for Lynda S. Franklin Executor and trustee positions. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/15/2021 ADDRESS: 400 Corder Road, Warner Robins GA 31088, DESCRIPTION: Executor of her Will----Carry out terms of her will, Trustee of Trusts under her Will- perform trustee duties, Trustee of insurance trust--- follow terms of insurance trust NICHOLS, CAULEY & ASSOCIATES, LLC POSITION: Member NATURE: CPA firm. I am a member (equity member)of the firm. The firm is a full service CPA firm with 9 offices. INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 167 START DATE: 11/01/2004 ADDRESS: 400 Corder Road, Warner Robins GA 31088, United States DESCRIPTION: Member. Primarily Tax, Audit, and Consulting. On the firm's executive committee.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2017About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2018About the Series 7 exam

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
TG
Follow Todd
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required