TG
Todd D. Giddens
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CRD#: 5143926
TG
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Don Giddens was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 2006. Todd had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Lynda S. Franklin's Will, PO Box 4008, Eastman, GA 31023, Executor, Mrs. Franklin is still in life.INV RELATED: No, 0 hours during trading, 0 hours per year, currently. 2) Will of Darlene McGlamry, PO Box 6495, Macon, GA 31208-6495,Executor, Mrs. McGlamry is still in life.INV RELATED: No, Will dated 7-11-2017 3) NICHOLS, CAULEY & ASSOCIATES, LLC POS: Member NATURE: CPA firm. I am a member (equity member) of the firm. The firm is a full service CPA firm with 9 offices. INV RELATED: No, # HRS: 200 SEC TRADING HRS: 167 START: 11/01/2004 ADDRESS: 400 Corder Road, Warner Robins GA DESC.: Member. Primarily Tax, Audit, and Consulting. On the firm's executive committee. 4) NICHOLS, CAULEY FINANCIAL SERVICES, LLC POSITION: o NATURE: It is a branch of the CPA firm. I have very little if any involvement at this point. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 400 Corder Road, Warner Robins GA DESCRIPTION: None. Very little. 5) LAURENS-HOUSON PROPERTIES, LLC POSITION: 12.5 % owner NATURE: Owns rental real estate. NCA office buildings, plus a few other buildings. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/19/2015 ADDRESS: 400 Corder Road, Warner Robins GA DESCRIPTION: Manage rentals of properties. Takes little time. 6) LAURENS SOLAR, LLC POSITION: Investor NATURE: Passive investments in other activities INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2015 ADDRESS: 1300 Bellevue Avenue, Dublin GA DESCRIPTION: None 7) LSCT FUND I, LLC POSITION: Investor NATURE: Purchase of Conservation Easements INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2014 ADDRESS: 2800 Century Parkway, Atlanta GA DESCRIPTION: None 8) THE LSF FAMILY TRUST POSITION: Trustee NATURE: Defective Grantor Trust set up for Estate Planning Purposes. Holds stock of Closely Held Entites INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/30/1998 ADDRESS: PO Box 4008, Eastman GADESCRIPTION: Trustee. Little activity at present time. 9) 21ST CENTURY PARTNERSHIP FOUNDATION, INC. POSITION: Board member NATURE: Nonprofit, the purpose of which is to support of Robins Air Force Base. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/21/2020 ADDRESS: 804 Park Dr., Warner Robins GA 31088, DESCRIPTION: Serve on the board. No authority over accounts, the GL or anything of that nature. Specific duties: Provide governance and oversight of the entity, financial management oversight, provide strategic direction in carrying out the mission to enhance Robins Air Force Base and the economic development of Middle Georgia. Selection of the Executive Director. Overall strategic planning for the entity. 10) BEVERLY STUCKEY FRANKLIN POSITION: Executor of Will, Trustee of Trust created under Will, Trustee of Insurance Trust NATURE: Executor of her WillTrustee of Trusts created under her Will, Trustee of Insurance Trust Note: Beverly is the daughter of Lynda S. Franklin. I have already been approved for Lynda S. Franklin Executor and trustee positions. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/15/2021 ADDRESS: 400 Corder Road, Warner Robins GA 31088, DESCRIPTION: Executor of her Will----Carry out terms of her will, Trustee of Trusts under her Will- perform trustee duties, Trustee of insurance trust--- follow terms of insurance trust NICHOLS, CAULEY & ASSOCIATES, LLC POSITION: Member NATURE: CPA firm. I am a member (equity member)of the firm. The firm is a full service CPA firm with 9 offices. INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 167 START DATE: 11/01/2004 ADDRESS: 400 Corder Road, Warner Robins GA 31088, United States DESCRIPTION: Member. Primarily Tax, Audit, and Consulting. On the firm's executive committee.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
October 25, 2019 - July 11, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
WARNER ROBINS, GA
Past
October 25, 2019 - July 11, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
WARNER ROBINS, GA
Past
January 5, 2018 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
WARNER ROBINS, GA
Past
October 6, 2017 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
WARNER ROBINS, GA
Past
December 11, 2006 - December 31, 2009
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
WARNER ROBINS, GA
Past
July 14, 2006 - December 31, 2009
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
WARNER ROBINS, GA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AA
AVANTAX ADVISORY SERVICES
1ST GLOBAL ADVISORY SERVICES | HD VEST ADVISORY SERVICES | H.D. VEST ADVISORY SERVICES, INC | AVANTAX WEALTH MANAGEMENT | AVANTAX ADVISORY SERVICES, INC. | AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
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Contact information
Main Address
3200 Olympus Blvd Suite 100, Dallas, TX 75019
Mailing Address
Phone number
(972) 870-6000
Established
Firm type
Fiscal year end
# of Employees
2,278
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
