Bryan D. Pitney

PROFESSIONAL PLANNING GROUP

Westerly, RI 02891

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CRD#: 5143896

Professional summary

Bryan David Pitney is a registered financial advisor currently at PROFESSIONAL PLANNING GROUP located in Westerly, Rhode Island and RAYMOND JAMES FINANCIAL SERVICES, INC. located in Westerly, Rhode Island.

Bryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Bryan has worked at 8 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)Name of Business: Professional Planning Group Address: 9 Granite St, Westerly, RI, 02891-2207, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/24/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Trading, client service, client reviews.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan David Pitney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 4, 2025 - Present

PROFESSIONAL PLANNING GROUP

Office #1: 9 Granite Street, Westerly, RI 02891

RIA

CRD#: 108868

Westerly, RI

Current

February 25, 2025 - Present

RAYMOND JAMES FINANCIAL SERVICES, INC.

Office #1: 9 Granite Street, Westerly, RI 02891

CRD#: 6694

Westerly, RI

Past

January 26, 2022 - March 5, 2025

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Providence, RI

Past

January 26, 2022 - March 5, 2025

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Providence, RI

Past

October 15, 2013 - October 14, 2022

TD AMERITRADE, INC.

RIA

CRD#: 7870

Providence, RI

Past

October 15, 2013 - September 7, 2023

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

PROVIDENCE, RI

Past

October 15, 2013 - July 29, 2024

TD AMERITRADE, INC.

CRD#: 7870

Providence, RI

Past

December 16, 2010 - September 19, 2013

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

WINDSOR, CT

Past

December 16, 2010 - September 19, 2013

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

July 9, 2008 - December 31, 2010

VOYA FINANCIAL PARTNERS, LLC

RIA

CRD#: 34815

WINDSOR, CT

Past

July 9, 2008 - December 31, 2010

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Past

October 27, 2006 - February 7, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

CHARLESTOWN, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROFESSIONAL PLANNING GROUP

NEW ENGLAND PROFESSIONAL PLANNING GROUP INC | PROFESSIONAL PLANNING GROUP | NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.

CRD#: 108868 / SEC#: 801-15330

RIA

Registered Investment Advisory firm - (7/18/1980 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(3/19/2025)

Connecticut
(3/19/2025)

Delaware
(3/19/2025)

Florida
(3/19/2025)

Georgia
(3/19/2025)

Kentucky
(3/19/2025)

Massachusetts
(3/20/2025)

Mississippi
(3/19/2025)

Missouri
(3/19/2025)

Montana
(9/18/2025)

New Hampshire
(5/7/2025)

New York
(3/19/2025)

North Carolina
(3/25/2025)

Ohio
(3/19/2025)

Oregon
(3/19/2025)

Pennsylvania
(3/19/2025)

Rhode Island
(3/5/2025)

IAR

Rhode Island
(4/14/2025)

South Carolina
(3/19/2025)

Tennessee
(3/19/2025)

Texas
(3/19/2025)

IAR

Texas
(4/4/2025)

Vermont
(3/19/2025)

Virginia
(9/18/2025)

Washington
(10/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/30/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/26/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 3/11/2009

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/19/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PROFESSIONAL PLANNING GROUP

NEW ENGLAND PROFESSIONAL PLANNING GROUP INC | PROFESSIONAL PLANNING GROUP | NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.

CRD#: 108868 / SEC#: 801-15330

RIA

Registered Investment Advisory firm - (7/18/1980 Approved)

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Contact information

Main Address

9 Granite Street, Westerly, RI 02891

Mailing Address

Phone number

(401) 596-2800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

10 16 2025 PPG FORM ADV PART 2A FINAL (10/16/2025)

Regulatory assets under management

Total Number of Accounts	2,354
AUM (Assets Under Management)	$ 1,166,383,072

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bryan D. Pitney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan David Pitney's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL PARTNERS, LLC

VOYA FINANCIAL PARTNERS, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

PROFESSIONAL PLANNING GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 9/30/2006

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/26/2006

Series 53

Date: 3/11/2009

Series 24

Date: 12/19/2008

FINRA

Current Firm

PROFESSIONAL PLANNING GROUP

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROFESSIONAL PLANNING GROUP

TRUST BUT VERIFY

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