Herbert R. Flores
Professional summary
Herbert Roldan Flores, who also goes by Herb Flores, Herbert R Flores, is a registered financial advisor currently at FARTHER located in Dripping Springs, Texas.
Herbert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Herbert has worked at 6 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Herbert Roldan Flores's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 9, 2025 - Present
FARTHER
February 27, 2023 - December 11, 2025
MISSION WEALTH MANAGEMENT, LP
February 13, 2014 - November 30, 2015
BANCWEST INVESTMENT SERVICES, INC.
February 12, 2014 - November 30, 2015
BANCWEST INVESTMENT SERVICES, INC.
January 25, 2013 - February 5, 2014
U.S. BANCORP ADVISORS, LLC
November 14, 2011 - February 5, 2014
U.S. BANCORP ADVISORS, LLC
May 29, 2007 - August 18, 2011
CITIGROUP GLOBAL MARKETS INC.
June 26, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES
Primary Firm SEC Registration
FARTHER
CRD#: 302050 / SEC#: 801-116721
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/9/2025)
Exams
Current Firm
FARTHER
CRD#: 302050 / SEC#: 801-116721
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 24,245 |
| AUM (Assets Under Management) | $ 7,523,810,877 |
Red Flags
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