Brenda E. Macarthur
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brenda E. Macarthur, who also goes by Brenda E Cwiklinski, Brenda Ellen Cwiklinski, Brenda Ellen Macarthur, Brenda Ellen Scherer, was a registered financial professional .
Brenda is a previously registered financial professional and started their career in finance in 2014. Brenda had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 2024 - April 11, 2025
CETERA INVESTMENT ADVISERS LLC
October 17, 2024 - April 11, 2025
CETERA FINANCIAL SPECIALISTS LLC
March 3, 2023 - October 12, 2024
J.P. MORGAN SECURITIES LLC
March 2, 2023 - October 12, 2024
J.P. MORGAN SECURITIES LLC
October 19, 2022 - January 3, 2023
INDEPENDENT FINANCIAL PARTNERS
September 8, 2022 - January 3, 2023
IFP SECURITIES, LLC
January 10, 2019 - September 9, 2022
MORGAN STANLEY
January 9, 2019 - September 9, 2022
MORGAN STANLEY
March 16, 2016 - December 14, 2018
CETERA INVESTMENT ADVISERS LLC
February 17, 2016 - December 14, 2018
CETERA FINANCIAL SPECIALISTS LLC
December 1, 2014 - December 8, 2015
ALLEN & COMPANY OF FLORIDA, LLC
February 12, 2014 - December 8, 2015
ALLEN & COMPANY OF FLORIDA, LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
