James E. Salter
Professional summary
James Edward Salter, AIF®, who also goes by James E Salter, is a registered financial advisor currently at BLOSSOM WEALTH MANAGEMENT, LLC located in San Ramon, California.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. James has worked at 7 firms and has passed the Series 66, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Edward Salter's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 25, 2009 - Present
BLOSSOM WEALTH MANAGEMENT, LLC
November 13, 2013 - September 8, 2014
INSTREAM PARTNERS LLC
November 6, 2013 - September 26, 2022
KW SECURITIES CORPORATION
June 15, 2011 - October 11, 2013
FALLBROOK CAPITAL SECURITIES CORP.
June 1, 2009 - July 1, 2009
MORGAN STANLEY
June 1, 2009 - July 1, 2009
MORGAN STANLEY
March 27, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
March 10, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
December 6, 2006 - January 22, 2007
QUEST CAPITAL STRATEGIES, INC.
Primary Firm SEC Registration
BLOSSOM WEALTH MANAGEMENT, LLC
CRD#: 150402 / SEC#: 801-118107
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/26/2009)
(10/1/2020)
Exams
Current Firm
BLOSSOM WEALTH MANAGEMENT, LLC
CRD#: 150402 / SEC#: 801-118107
Contact information
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 312 |
| AUM (Assets Under Management) | $ 335,725,049 |
Red Flags
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